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Securities law links


Securities Lawyer's Deskbook

Securities Act of 1933
Securities Exchange Act of 1934
Investment Company Act of 1940
Investment Advisers Act of 1940
Sarbane-Oxley Act of 2002
Dodd-Frank Act

U.S. Securities and Exchange Commission


Disclosure requirements and stock exchange listing choice in an international context
Information asymmetry and cross-sectional determinants of insider trading
Information distribution within firms: evidence from stock option exercises
Jeopardy, non-public information, and insider trading around SEC 10-K and 10-Q filings
Pre-announcement of insiders' trades
Public disclosure and dissimulation of insider trades
Public disclosure of trades by corporate insiders in financial markets and tacit coordination
What insiders know about future earnings and how they use it: evidence from insider trades

Compliance Week
Stanford Securities Class Action Clearinghouse
The 10b-5 Daily
Dictionaries and Glossaries

Steven Huddart
Smeal College of Business, Penn State University, University Park, PA 16802-3603 USA
(814) 865-0041
(814) 863-8393 fax
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was last updated on Fri, Dec 16, 2016.
Today is Sun, Mar 18, 2018.

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