My publications
are arranged below by the following fields of study:
Comparative
Law
Constitutional
Law
- U.S. Federal
- U.S. State
Constitutional
Law
- European Union Law
- Other Non-U.S. Law
Corporate
Law
Law
and Society
Legal
Education
Because my work sometimes overlaps these fields, I have listed
some of my work more than once. To review the abstract/summary
of any work, simply click on the title.
COMPARATIVE LAW
Retaining
Judicial Authority: A Preliminary Inquiry on the Dominion of Judges,
12 Wm. & Mary Bill Rts. J. 117 (2003).
The
Führer Principle of International Law: Individual Responsibility
and Collective Punishment, 21 Penn State Int’l L. Rev. 509
(2003).
Comparative
Corporate Law: United States, European Union, China and Japan
(Durham, NC: Carolina Academic Press, 2002).
The Euro
and the European Demos: A Reconstitution, 21 Y.B. Eur. Law
(England) 13 (2003).
The Extra-National
State: American Confederate Federalism and the European Union,
7 Colum. J. Eur. L. 173 (2001).
Inscribing
Judicial Preferences into Our Basic Law: The Political Jurisprudence
of European Margins of Appreciation As Constitutional Jurisprudence
in the U.S., 7 Tulsa Comp. & Int’l L. J. 327 (2000).
Chroniclers
in the Field of Cultural Production: Interpretive Conversations
Between Courts and Culture, 20 B.C. Third World L.J. 291 (2000).
Disciplining
Judicial Interpretation of Fundamental Rights: First Amendment
Decadence in Southworth and Boy Scouts of America And European
Alternatives, 36 Tulsa L.J. 117 (2000).
Some Thoughts
on The American Declaration of Independence and the Irish Easter
Proclamation, 8 Tulsa J. Comp. & Int'l L.87 (2000).
Los fingidos
y vagabundos: On the Origins of Personal Responsibility and the
Welfare State In Early Modern Spain and Its Implications for Welfare
Reform in the United States, 4 Loy. Poverty L. J. 1 (1997).
Fairness
as a General Principle of American Constitutional Law: Applying
Extra-Constitutional Principles to Constitutional Cases in Hendricks
and M.L.B., 33 Tulsa L.J. 135 (1997).
Inventing
a “Homosexual” for Constitutional Theory: Sodomy Narrative and
Antipathy in U.S. and British Courts, 71 Tul. L. Rev. 529
(1996).
Medieval
Poor Law in Twentieth Century America: Looking Back Towards a
General Theory of Modern American Poor Relief, 44 Case W.
Res. L. Rev. 871 (1995).
CONSTITUTIONAL LAW
– U.S. Federal
– U.S. State
Retaining
Judicial Authority: A Preliminary Inquiry on the Dominion of Judges,
12 Wm. & Mary Bill Rts. J. 117 (2003).
Using
Law Against Itself: Bush v. Gore Applied in the Courts, 54
Rutgers L. Rev. 1109 (2003).
Race,
“The Race,” and the Republic: Reconceiving Judicial Authority
After Bush v. Gore, 51 Cath. U. L. Rev. 1057 (2002).
Religion
and the Discursive Language of Same Sex Marriage, 30 Capital
L. Rev. 221 (2002).
Inscribing
Judicial Preferences into Our Basic Law: The Political Jurisprudence
of European Margins of Appreciation As Constitutional Jurisprudence
in the U.S., 7 Tulsa Comp. & Int’l L. J. 327 (2000).
Chroniclers
in the Field of Cultural Production: Interpretive Conversations
Between Courts and Culture, 20 B.C. Third World L.J. 291 (2000).
Disciplining
Judicial Interpretation of Fundamental Rights: First Amendment
Decadence in Southworth and Boy Scouts of America And European
Alternatives, 36 Tulsa L.J. 117 (2000).
There
Can be Only One: Law, Religion, Grammar and The Organization of
Society in the United States in Law and Religion: A Critical
Reader 425 (Stephen M. Feldman, ed., 2000).
Altheimer
Symposium on Racial Equity in the 21st Century: Culturally Significant
Speech: Law, Courts, Society and Racial Equity , 21 U. Ark.
Little Rock L.J. 845(1999).
Toleration,
Suppression and the Public/Private Divide: Homosexuals Through
Military Eyes, 34 Tulsa L.J. 537 (1999).
Tweaking
Facts, Speaking Judgment: Judicial Transmogrification of Case
Narrative as Jurisprudence in the United States and Britain,
6 S. Cal. Interdisciplinary L.J. 611 (1998).
Religion
as Object and the Grammar of Law, 81 Marq. L. Rev. 229 (1998).
A Cobbler’s
Court, A Practitioner’s Court: The Rehnquist Court Finds its “Groove”,
34 Tulsa L. J. 347 (1998).
Narrative
and Jurisprudence in State Courts: The Example of Constitutional
Challenges to Sex Conduct Regulation, 60 Alb. L. Rev. 1633
(1997) (Annual State Constitutional Law Commentary Issue).
Fairness
as a General Principle of American Constitutional Law: Applying
Extra-Constitutional Principles to Constitutional Cases in Hendricks
and M.L.B., 33 Tulsa L.J. 135 (1997).
Reading
Entrails: Romer, VMI and the Art of Divining Equal Protection,
32 Tulsa L. J. 361 (1997).
Inventing
a “Homosexual” for Constitutional Theory: Sodomy Narrative and
Antipathy in U.S. and British Courts, 71 Tul. L. Rev. 529
(1996).
The
Incarnate Word, that Old Rugged Cross and the State: On the Supreme
Court's October 1994 Term Establishment Clause Cases and the Persistence
of Comic Absurdity as Jurisprudence, 31 Tulsa L. J. 447 (1996).
Exposing
the Perversions of Toleration: The Decriminalization of Private
Sexual Conduct, the Model Penal Code, and the Oxymoron of Liberal
Toleration, 45 U. Fla. L. Rev. 755 (1993).
Raping
Sodomy and Sodomizing Rape: A Morality Tale About the Transformation
of Modern Sodomy Jurisprudence, 21 Am. J. Crim. L. 37 (1993).
CONSTITUTIONAL LAW
– European Union Law
– Other Non-U.S. Law
The Euro
and the European Demos: A Reconstitution, 21 Y.B. Eur. Law
(England) 13(2003).
Forward:
Constituting Nations – Veils, Disguises, Masquerades, 20 Penn
State Int’l L. Rev. 329 (2002).
The Extra-National
State: American Confederate Federalism and the European Union,
7 Colum. J. Eur. L. 173 (2001).
Inscribing
Judicial Preferences into Our Basic Law: The Political Jurisprudence
of European Margins of Appreciation As Constitutional Jurisprudence
in the U.S., 7 Tulsa Comp. & Int’l L. J. 327 (2000).
Disciplining
Judicial Interpretation of Fundamental Rights: First Amendment
Decadence in Southworth and Boy Scouts of America And European
Alternatives, 36 Tulsa L.J. 117 (2000).
Forging
Federal Systems Within a Matrix of Contained Conflict: The Example
of the European Union, Harvard Jean Monnet Working Paper, No.
4/98 (1998); 12 Emory Int’l L. Rev. 1331 (1998).
Fairness
as a General Principle of American Constitutional Law: Applying
Extra-Constitutional Principles to Constitutional Cases in Hendricks
and M.L.B., 33 Tulsa L.J. 135 (1997).
Harmonization,
Subsidiarity and Cultural Difference: An Essay on the Dynamics
of Opposition Within Federative and International Legal Systems,
4 Tulsa J. Comp. & Int'l L. 185 (1997).
Inventing
a “Homosexual” for Constitutional Theory: Sodomy Narrative and
Antipathy in U.S. and British Courts, 71 Tul. L. Rev. 529
(1996).
CORPORATE
LAW
The Duty
to Monitor: The Emerging Obligations of Outside Lawyers and Auditors
to Detect and Report Corporate Wrongdoing, 77 St. John’s L.
Rev. 919 (2003).
Comparative
Corporate Law: United States, European Union, China and Japan
(Durham, NC: Carolina Academic Press, 2002).
The
Sarbanes-Oxley Act: Federalizing Norms for Officers, Lawyer and
Accountant Behavior, 76 St. John’s L. Rev. 897 (2002).
LAW AND SOCIETY
Using
Law Against Itself: Bush v. Gore Applied in the Courts, 54
Rutgers L. Rev. 1109 (2003).
Retaining
Judicial Authority: A Preliminary Inquiry on the Dominion of Judges,
11 Wm. & Mary Bill Rts. J. – (forthcoming 2003).
The
Führer Principle of International Law: Individual Responsibility
and Collective Punishment, 21 Penn State Int’l L. Rev. 509
(2003).
The Euro
and the European Demos: A Reconstitution, 21 Y.B. Eur. Law
(England) 13 (2003).
Human
Rights and Legal Education in the Western Hemisphere: Legal Parochialism
and Hollow Universalism, 21 Penn State Int’l L. Rev. 115 (2002).
Chroniclers
in the Field of Cultural Production: Interpretive Conversations
Between Courts and Culture, 20 B.C. Third World L.J. 291 (2000).
Some Thoughts
on The American Declaration of Independence and the Irish Easter
Proclamation, 8 Tulsa J. Comp. & Int'l L.87 (2000).
Measuring
the Penetration of Outsider Scholarship in the Courts: Indifference,
Hostility, Engagement, 33 U.C. Davis L. Rev. 1173 (2000).
Altheimer
Symposium on Racial Equity in the 21st Century: Culturally Significant
Speech: Law, Courts, Society and Racial Equity , 21 U. Ark.
Little Rock L.J. 845(1999).
Toleration,
Suppression and the Public/Private Divide: Homosexuals Through
Military Eyes, 34 Tulsa L.J. 537 (1999).
Not a Zookeeper’s Culture: LatCrit Theory and the Search for Latino/a
Authenticity in the U.S., 4 Texas Hisp. J. L. & Pol’y
7 (1998).
Queering
Theory: An Essay on the Conceit of Revolution in Law, in Legal
Queeries 185 (Leslie J. Moran, et al. eds., 1998). The Many Faces
of Hegemony: Patriarchy and Welfare as a Women's Issue (reviewing
Mimi Abramovitz, Under Attack, Fighting Back: Women and Welfare
in the United States (1996)), 92 Nw. U. L. Rev. 327(1997).
Los fingidos
y vagabundos: On the Origins of Personal Responsibility and the
Welfare State In Early Modern Spain and Its Implications for Welfare
Reform in the United States, 4 Loy. Poverty L. J. 1 (1997).
Narrative
and Jurisprudence in State Courts: The Example of Constitutional
Challenges to Sex Conduct Regulation, 60 Alb. L. Rev. 1633
(1997) (Annual State Constitutional Law Commentary Issue).
Book Review,
6 Social & Legal Studies 455 (1997) (Eng.) (Reviewing, Carl
F. Stychin, Law's Desire: Sexuality and the Limits of Justice
(1995)).
Harmonization,
Subsidiarity and Cultural Difference: An Essay on the Dynamics
of Opposition Within Federative and International Legal Systems,
4 Tulsa J. Comp. & Int'l L. 185 (1997).
“Pitied
But Not Entitled”: The Normative Limitations of Scholarship Advocating
Change, 19 W. New Eng. L. Rev. 59 (1997).
Inventing
a “Homosexual” for Constitutional Theory: Sodomy Narrative and
Antipathy in U.S. and British Courts, 71 Tul. L. Rev. 529
(1996).
By Hook
or By Crook: The Drive to Conformity and Assimilation in Liberal
and Conservative Poor Relief Theory, 7 Hastings Women's L.J.
391 (1996).
Poor Relief,
Welfare Paralysis and Assimilation, 1996 Utah L. Rev. 1.
Welfare
Reform at the Limit: An Essay on the Futility of "Ending Welfare
as We Know It," 30 Harv. C.R.-C.L. L. Rev. 339 (1995).
Medieval
Poor Law in Twentieth Century America: Looking Back Towards a
General Theory of Modern American Poor Relief, 44 Case W.
Res. L. Rev. 871 (1995).
Punishing
Frivolous Appeals and Staying Executions of Judgments After Enactment
of H.B. 1468, in Appellate Practice and Procedure (OU-CLE
publication 1994).
Exposing
the Perversions of Toleration: The Decriminalization of Private
Sexual Conduct, the Model Penal Code, and the Oxymoron of Liberal
Toleration, 45 U. Fla. L. Rev. 755 (1993).
Raping
Sodomy and Sodomizing Rape: A Morality Tale About the Transformation
of Modern Sodomy Jurisprudence, 21 Am. J. Crim. L. 37 (1993).
Of
Handouts and Worthless Promises: Understanding the Conceptual
Limitations of American Systems of Poor Relief, 34 B.C. L.
Rev. 997 (1993).
Civil
Wars: Stays of Execution, Appellate Sanctions and the Nature of
Consensus on the Utility of Appellate Review, 29 Tulsa L.J.
65 (1993).
LEGAL EDUCATION
Defining,
Measuring and Judging Scholarly Productivity: Working Toward a
Rigorous and Flexible Approach, 52 J. Legal Educ. – (forthcoming
2002).
Human
Rights and Legal Education in the Western Hemisphere: Legal Parochialism
and Hollow Universalism, 21 Penn State Int’l L. Rev. 115 (
2002).
General
Principles of Academic Specialization By Means of Certificate
or Concentration Programs: Creating a Certificate Program in International,
Comparative and Foreign Law at Penn State, 20 Penn. State
Int’l L. Rev. 67 (2001).
Measuring
the Penetration of Outsider Scholarship in the Courts: Indifference,
Hostility, Engagement, 33 U.C. Davis L. Rev. 1173 (2000).
THE DUTY TO MONITOR: THE EMERGING
OBLIGATIONS OF OUTSIDE LAWYERS AND AUDITORS TO DETECT AND REPORT
CORPORATE WRONGDOING, 77(4) St. John’s L. Rev. – (forthcoming 2003).
Recent legislation
– Section 10A of the Securities Exchange Act of 1934 for auditors
and Section 307 of the Sarbanes-Oxley Act for lawyers – has imposed
on corporate outsiders certain duties to monitor unlawful activity
within a corporation, and to report that activity to designated
corporate actors. It is generally understood that the monitoring
obligations of lawyers and auditors extend to corporate activity
which might constitute a violation of federal securities law and
state fiduciary duty standards. But do the monitoring and reporting
obligations extend to unlawful activities beyond the securities
laws -- for example to violations of the laws prohibiting racial,
religious, ethnic, age and sex discrimination? This article suggests
that a strong set of arguments exist to support the answer – yes.
The article first demonstrates that the monitoring rules create
a broad obligation to detect and report that extends to any violation
of law that could have a direct or indirect material effect on
the financial condition of the corporation. The article then suggests
that the nature of the detection and reporting obligation is active
-- requiring auditors and lawyers to implement procedures for
detecting violations. The failure to comply with the detect and
report obligations can contribute, under certain circumstances
to auditor or lawyer liability as a principal under the securities
laws, for liability as a principal under the discrimination laws,
and for greater exposure to discovery from plaintiffs. The article
ends with an extended hypothetical involving outside counsel,
auditors and a client corporation engaging in potentially discriminatory
conduct.
THE FUHRER PRINCIPLE OF INTERNATIONAL
LAW: INDIVIDUAL RESPONSIBILITY AND COLLECTIVE PUNISHMENT, 21 Penn State Int’l L. Rev. 509 (2003).
I offer here an
extended Nietzschean joke: the necessity of error in the constitution
of individual authority and communal power. Communities--the nation-state,
religious communities, terrorist organizations--are arranged through
a cultivation of error: mistaking causes for effects, assuming
a false causality, creating an imagined causality, and assuming
a free will. These errors of causation, these miscausations, have
been offered as a means through which leaders or leader classes--the
judge, the priest, the king, the president, the charismatic leader
of violent sub-national communities--maintain authority. In contrast,
the community itself, those who are led, dominated, controlled,
manipulated, are considered only in the passive. They are the
victims, the weak-willed, the powerless, the sheep, the herd.
They obey because they must. But authority is not power, and reality
is more subtle and layered than what appears on the surface of
relationships. Just as the priest, the leader uses miscausation
to create the illusion of power and so protect and expand individual
authority, so the community uses miscausation to assert communal
power--over the *510 priest, the president, the judge, the leader--
through the illusion of weakness. The strong leader does not usurp
power from the communal weak; the herd, for its own preservation
as a herd, demands the appearance of overlordship of the leader.
The cult of the leader, of the individual solely responsible for
her acts, and of communities consisting of passive amalgams free
from responsibility serve as the foundation for modern human rights
and humanitarian law. But the cult of the leader itself constitutes
a titanic act of mis-causation in four parts: (1) that communities
are protected not because they are weak, but because they are
strong, to protect the community against blame for action committed
in its name by its leaders; (2) that the leader is dependent on
the community; the leader acts in conformity to the wishes of
the people; (3) that the leader then serves as proxy for the community;
the doctrine of personal responsibility for communal acts protects
a community by sacrificing its leaders for acts of communal wrongs;
and (4) that the community, the sheep, are in actuality the Shepherd
in a world arranged to minimize the costs of inter-community conflicts
for power. For modern political and legal theory, this misunderstanding
unveils the perversity of the logic of modern international humanitarian
law. I will offer an example--the way international humanitarian
law, used to condemn punitive house demolitions in Israel, serves
to subsidize the maintenance of the cultural production of hatred
which constitutes communal permission to engage in individual
acts of violence against not Israelis, but Jews.
RETIAINING JUDICIAL AUTHORITY:
A PRELIMINARY INQUIRY ON THE DOMINION OF JUDGES,
11 Wm. & Mary Bill Rts. J. – (forthcoming 2003)
Why do the people
and institutions of democratic states, and in particular those
of the United States, obey judges? This article examines the foundations
of judicial authority in the United States. This authority is
grounded on principles of dominance derived from the organization
of institutional religion. The judge in Western states asserts
authority on the same basis as the priest – but not the priest
as conventionally understood. Rather, the authority of the judge
in modern Western democratic states is better understood when
viewed through the analytical lens of priestly function developed
in the philosophy of Friedrich Nietzsche. Focusing on the American
Supreme Court and the European Court of Justice, this paper examines
the manner in which high court judges have successfully internalized
the characteristics of Nietzsche’s Paul and his priestly caste
within the religion of Western constitutionalism. “Paul wanted
the end, consequently he also wanted the means. What he himself
did not believe, the idiots among whom he threw his doctrines
believed. His need was for power; in Paul the priest wanted power
once again – he could use only concepts, doctrines, symbols with
which one tyrannizes masses and forms herds. (Antichrist ¶ 42).
This critique of systems, and especially of systems locating the
power of judgement, reward and punishment outside the self, finds
echoes in the recent constitutional jurisprudence of the American
Supreme Court and the European Court of Justice. The article then
examines American and European textualism as a mechanism for the
reinforcement of judicial authority. Judges acquire a monopoly
over communication with the divine – justice, truth, norms – as
expressed in constitutions, whether or not written. That expression
provides the basis for the regulation of sin, deviation from the
divine expression which only the priest knows. “The priest rules
through the invention of sin;” (Antichrist ¶ 49); the constitutional
judge rules through the inversion of doctrine. The interpretive
doctrines, standards and tests which have grown up around constitutionalism
converts norms into a morass of the unknowable, except with the
guidance of priests speaking through courts. And so the judge
creates a mechanics of authority based on a self-reinforcing dependence.
USING LAW AGAINST ITSELF: BUSH V. GORE APPLIED IN THE COURTS,
55(4) Rutgers L. Rev. – (forthcoming, 2003).
The decisions
in Bush v. Palm Beach County Canvassing Bd. ("Bush I") and Bush
v. Gore, ("Bush II") evidence the extent to which it now appears
unremarkable for courts to play a role in even the most basic
of political issues. While the doctronal value of the Bush decisions
is certainly important, the Bush decisions are far more valuable
for their endorsement of methodologies available to anyone seeking
political advantage under the cover of judicial legitimacy. This
article explores those principles, practices and procedures. I
start with an appropriate theoretical context. For that purpose
I look to LatCrit theory rather than more ideologically traditional
or doctrinal theory. Ironically, this expression of critical theory,
grounded in progressive political programs, provides the best
conceptual basis for interpreting the ostensibly traditionalist
Bush cases. I use this theoretical context to identify eight core
methodological lessons of the Bush cases: (1) "Be Consciously
Political;" (2) "Be Literal;" (3) "Attack Precedent;" (4) "Create
Contradiction;" (5) "Appropriate;" (6) "Exploit Uncertainty and
Sentimentality;" (7) "Recruit Legitimacy;" and (8) "If All Else
Fails, Overwhelm Law Through its Own Devices." I then explore
the way these lessons have been internalized by the courts and
applied in nearly one hundred published and unpublished judicial
opinions issued since the publication of the Bush cases. Those
opinions are windows through which one can see the ways in which
litigants have attempted to extract meaning from the Bush decisions
far beyond their officially sanctioned reading, and the ways in
which judges have attempted to situate the Bush decisions within
the body of American case law. In their least dangerous sense,
the lessons, as applied, suggest the ways in which the juridification
of politics has become institutionalized in federal and state
courts. The courts now rival the legislature as the venue par
excellence for the resolution of political issues of every description.
But the lessons also suggest the naturalization, within an ostensibly
conservative political jurisprudence, of methodologies of legal
perversion, of the use of law against itself. Having made a vocation
of criticizing the political left for the nihilistic evils of
critical and other progressive apoproaches to law, a so-called
conservative court has gone a long way to implement a jurispruence
of ultimate relativism and indeterminacy. Now that is irony!
COMPARATIVE
CORPORATE LAW: UNITED STATES, EUROPEAN UNION, CHINA AND JAPAN (Durham, NC: Carolina Academic Press, 2002).
These materials are intended for a basic course in comparative
corporate law. It also may be appropriate for use in courses taught
overseas in short or semester long programs of study. These materials
may be used either for a “lecture” course or as the basic readings
of a seminar. Depending on the time available and the interest
of the students and faculty, the course can utilize all of the
materials, or it may limit its review to the United States and
some, but not all of the other systems included in the materials.
In past years, when teaching these materials in Europe, I have
concentrated on the US and the EU and limited the discussion of
issues of Chinese and Japanese law. Conversely, the course can
emphasize the comparative study of US and Asian systems, minimizing
the considerations of issues of European law.
The course is best utilized by students who have taken or are
taking concurrently with it, a basic course in enterprise organization.
However, there are enough materials provided so that even students
who have not taken the basic course may profit from a study of
these materials. The course materials are meant to provide a sound
grounding for courses in international business transactions and
international or cross border dispute resolution courses as well
as provide a close study of materials usually treated lightly
in Conflicts of Laws courses. The materials assume no familiarity
with Japanese, Chinese, European national or EU law, but some
familiarity with basic US law. For classes in which students have
already taken a basic enterprise organization law course, the
materials can be explored on a deeper level.
The materials are divided into eleven chapters. Chapters One and
Two introduce the basic concepts which will be useful throughout
the rest of the study. Chapter One introduces the student to the
basic parameters of comparative law, and particularly, comparative
law focused on issues of corporate governance. The materials provided
introduce students to the basic themes and tensions in comparative
study, with a focus on issues of enterprise governance. Chapter
Two provides a very basic introduction to the political regimes
of the governments that constitute the objects of study. In particular,
there is a substantial amount of introductory material on the
organization of the European Union, and the political and social
organization of Japan and the People’s Republic of China. Because
the assumption is that students know very little about the political
or social organization of at least some for the countries or supra-national
organizations studied, the materials cover much basic ground.
To the extent that students are better grounded in this introductory
material, teachers may choose to use the materials as a reference,
referring back to it from time to time as needed, rather than
teaching through it.
Chapter Three introduces the student to the regulatory context
of enterprise organization. The first part of the chapter introduces
the student to the patterns of formal organization of corporations,
and the second part begins to consider the appropriate pattern
of enterprise regulation. Particular emphasis is placed on a consideration
of legal, economic and sociological characterizations of the corporation
as a form of enterprise organization, and raises issues about
the efficient regulation of these enterprises based on these characterizations.
Introduced here also are issues of legal personality and their
effects on regulatory regimes. Thus, these Chapters cover both
the formal characteristics of corporate form, what makes a corporation
different from other forms of business organization, and the problems
of corporate reification. The concentration on reification is
used as the introduction to the comparative analysis of American,
European and Japanese approaches to the regulation of the corporation.
Chapter Four draws on the discussions in prior chapters, particularly
in the last parts of Chapter Two, to consider the way in which
conceptions of legal personality affect the form and substance
of corporate regulation. The first part of the Chapter considers
external regulation, and in particular the availability of constitutional
or fundamental rights for corporations. The second part of the
Chapter turns to the effect of different conceptions of legal
personality on internal regulation of corporations. Chapter Four
provides the basis for much of the discussion in the rest of the
materials. Moreover, this chapter provides materials which illuminate
the sharp differences possible among the various systems reviewed.
Most importantly, it shows the way in which different views of
corporate personality within a system can have a significant effect
on the way in which corporations are regulated.
Chapters Five and Six introduce students to issues peculiar to
corporate governance within multi-level federal or supra-national
systems. As such, these chapters concentrate on the regulatory
systems of the United States and the European Union. Japan and
the PRC, as integrated unitary systems, do not encounter the formal
problems of regulation considered in these chapters. Both chapters,
however, point to patterns of regulation which might form a basis
for worldwide harmonization in the future. Chapter Five concentrates
on an area of fundamental difference between the corporate law
of the United States and the European Community -- how most efficiently
to harmonize the corporate law of an integrated political union.
In the United States such harmonization has occurred from the
bottom up, by way of the so-called incorporation or "internal
affairs" doctrine. Under this doctrine, the laws of the state
of incorporation of a corporation determine its validity and the
extent of the rights and obligations of the participants in the
corporate enterprise. Once determined to be valid in the state
of incorporation, such an enterprise must be recognized as valid
and permitted to operate as such in all other states in the United
States. In contrast, most European states have embraced the "sičge
social" doctrine, under which a corporation, to be validly established,
must be registered in compliance with all of the company laws
of the state in which its primary operations are located. The
Chapters also introduce students to the means certain states,
notably, California and New York, have sought, with limited success
to import the concept of "sičge social" into the American corporate
jurisprudence, as well as the ways in which the European Court
of Justice may be incorporating the English model of corporate
organization into the Constitutional Law of the European Union.
Chapter Six continues
the study of the problems of corporate governance in integrated
federal unions by considering the potential for and effects of
the federalization of corporate law in the United States and the
European Union. The first part of the chapter considers arguments
for the federalization of American corporate law. The latter part
of the chapter is taken up with a consideration of the sources
of Community law affecting company law. Particular focus is directed
to the characteristics and effects of EC Council directives and
regulations to harmonize corporate law within all of the Member
States.
Chapters Seven
through Eleven provide four distinct and separable areas of comparative
study of corporate governance. Chapter Seven introduces the student
to issues of liability for the pre-incorporation obligations of
the enterprise established, and the liability of the corporation
for ultra vires actions. The chapter considers the imposition
of this liability under two circumstances -- when the incorporators
or promoters enter into agreement prior to the filing of the requisite
documents which establish the existence, in law, of the corporation,
and when people enter into contract or incur other obligations
on behalf of an invalidly formed corporation. On the American
side, the emphasis will be on general common law, with some consideration
of the approach suggested under the Revised Model Business Corporation
Act. On the European side, the chapter considers how the First
and Second Council directives on company law harmonization treat
these issues in the European Community. The nuance of Chinese
and Japanese law round out the study.
Chapter Eight
considers issues touching on state regulation of capital and capital
requirements for companies. In the US, the emphasis will be on
the approach taken by Delaware, a representative of the traditional
approach to the maintenance of capital requirements. Consideration
will also be given to the "modern" approach of the Revised Model
Business Corporation Act, and the approach taken by California.
Capital requirements form a far more important part of European
and Japanese company law than it does in the US, and for reasons
largely rejected as irrelevant in the US -- the protection of
creditors and other strangers to the corporate enterprise. The
chapter examines the attempts to harmonize capital maintenance
requirements set forth in the Second Company Law Directive. China’s
distinctive approach is also considered.
Chapter Nine takes
up a study of a core value of enterprise organization in corporate
form – limited liability for investors. Much of the law in this
area in the United States remains a matter of state common law.
The same can, to some extent, be said of the law in the Member
States of the EU. Japanese law provides a nice example of the
way in which reception of foreign law that is not culturally compatible
can be reworked to achieve a harmonious result. The Chinese approach
to limited liability, based on the appointment of a natural person
to stand in the place of the corporate legal person, is unique
and ties the study of this area more closely to earlier considerations
of the effect of conceptions of legal personality on corporate
governance. The Chapter highlights the different approaches to
the application of the doctrines of disregard of corporate personality
in cases of multi-corporate enterprises, that is, of enterprises
operating through a series of related corporations.
Chapters Ten and
Eleven take up another core area of corporate governance – the
supervision and disciplining of a corporation’s managers and dominant
shareholders. Chapter Ten explores judicial and legislative approaches
to the regulation of managers. It starts with a review of the
American common law and statutory approaches to the regulation
of the conduct of managers. It then contrasts these rules of fiduciary
duty with the more formal, but also more narrowly tailored approaches
in Europe. The European approach is contrasted with the Japanese
hybrid of American and European approaches. Chinese construction
of a system of monitoring managers will then be considered. The
principal focus will be on what is known in the United States
as the duties of care and loyalty.
Chapter Eleven
considers the special case of shareholder discipline. It considers
the circumstances under which shareholder discretion with respect
to her holdings are properly the subject of regulation or control
by the state. The American fiduciary duty approach, adopted by
some, but by no means all, of the states, is contrasted with the
approaches of continental Europe and Japan. Particular attention
is paid to the problems of shareholder regulation in states where
the state has or had a dominant position in the economy. In this
connection, the case the focus is on Russia as a transitional
economy and the People’s Republic of China as a state still wed
to the concept of state ownership of the means of production.
The Euro and the European
Demos: A Reconstitution, 21 YEAR BOOK OF EUROPEAN
LAW (England) 13 (2003).
PLEASE CONTACT AUTHOR FOR A COPY
OF FULL TEXT OF THIS ARTICLE. The introduction of
a single currency within most of the EU is an event with great
practical and symbolic effect. For those hoping for the creation
of a European state, these symbols and effects portend a move
toward greater union, one step closer to federation. For others,
the Euro portends a forced amalgamation of incompatible parts,
a regression to a time within Europe before the passions of self-determination
forged the current political map of Europe. This article examines
two of the great criticisms of closer union. The first – that
there is no singular people to be united within one ‘state.’ The
second – that whatever the merits of union, the movement toward
amalgamation is involuntary; union will not be a sovereign act
of the people, but rather the culmination of a manipulation by
powerful unseen actors within Europe to which people otherwise
might be indifferent or opposed.
With respect to
the first, the article posits that a European demos exits, that
is, Europe is constituted as an amalgamation of related groups
which together form an organic community sufficient for state
formation. What has prevented recognition of the existence of
this community has been the now tradition bound refusal to look
realistically at community beyond current national borders. But
Europe is at last moving toward common socio-cultural agreement
on the level of Volk generality within which the communal elements
of a state are to be found, one which includes continent, nation
and tribe. The creation of a European Union began a process of
changing common agreement about that place from the post-Reformation
nation-state to a larger geography.
With respect to
the second criticism, the article considers the effect of the
‘conspiracies of the elites’ theories on the integration debate.
The essence of the second criticism is dependent on a successful
deployment of culturally apocryphal and significant patterns of
demonizing change or explaining events. These patterns, used effectively
to destroy or marginalize ethnic, racial, social and religious
minorities, have been resurrected to demonize both the process
of constituting Europe as a meta-demos, and the acknowledgment
of a living vitality of a European Volk. The arguments about the
EU’s democratic deficit fall within this error by suggesting that
union is illegitimate and inauthentic – an involuntary and artificial
construct of anti-democratic elites.
Defining,
Measuring and Judging Scholarly Productivity: Working Toward a
Rigorous and Flexible Approach, 52 JOURNAL OF LEGAL EDUCATION – (forthcoming 2002).
This essay examines the debate on scholarship and scholarly activity
by law school faculty. Focusing on flexibility, transparency and
process, it offers a different model for judging a faculty member’s
contribution to the scholarly mission of the profession. The essay
first examines the context in which discussions of scholarship
may occur. It then examines the way that discussion is skewed
by other issues, principally the objectification of scholarship
goals. The essay then sets out an alternative approach to the
identification and measure of scholarship focused on faculty members
as self-conscious contributors to learning rather than on the
production of some narrowly defined object. The approach stresses
a process-based system grounded in principles of transparency,
self-reporting, self-evaluation, and the transmission of scholarship
to others. The goal is to create a system that permits some flexibility
in the form that scholarship can take, while maintaining a rigorous
standard for judging that contribution. The essay splits that
goal into eight parts that focus on (1) specificity, (2) measurability,
(3) transparency, (4) personal effort, (5) outreach, (6) integration,
(7) sharing, and (8) consistency.
Race, “The Race,”
and the Republic: Reconceiving Judicial Authority After Bush v.
Gore, 51 CATH. U. L.
REV. 1057 (2002).
The federal Supreme Court opinions in Bush v. Gore cast in stark
light the manner in which constitutional interpretation is preparing
the way for constitutional transformation: a federalization based
on devolution of authority from the central government to the
states, a shift in interpretive authority from the state to federal
courts, and a narrowing of what it means for a court to “say what
the law is” with a resulting transfer of interpretive authority
from the courts (and ultimately even the federal Supreme Court)
to the political branches of the central government. These transformations
are tinged with irony. The changes are being made possible by
jurists who – though paragons of the strictest traditional interpretation
of Constitutional norms – now embrace the philosophy of judging
they have spent a lifetime fighting. Yet in their hands, the activist
and evolutive jurisprudential philosophy utilized by the Supreme
Court since the mid 20th Century is used to unmake the substantive
results for which they were crafted. It seems, then, that the
authentic heirs of the activist mantle of the Warren Court are
those jurists who, though professing a desire to destroy the Warren
Court’s legacy, have actually taken the work of the Warren Court
to new heights, opening the way for another mutation of the Republic.
In another ironic twist, the Bush cases are as much about the
jurisprudence of racial revenge as it might be about the regulation
of the election of the federal president. It’s lessons in that
regard are both drawn from, and now constitute a part of, that
growing jurisprudence in which the structure of government, the
nature of our federal system, the scope of fundamental rights,
the constitution of state government, the structure of the state,
are all maneuvered like so many chess pieces in an infinitely
complicated game of caste politics. Thus the ultimate irony in
a game of institutional strategic moves within moves: per curiam,
concurrence and dissents have made it possible for others, at
their leisure, to find, within the arcana and lacunae of the Constitution,
other places from which it can be divined that states and their
governments, that courts and their judging, can be limited or
controlled.
The Sarbanes-Oxley
Act: Federalizing Norms for Officers, Lawyer and Accountant Behavior, 76 ST. JOHN’S L. REV. 897 (2002).
In response to a number of corporate scandals, the federal government
enacted the Sarbanes-Oxley Act of 2002. The Act creates a framework
for the oversight of the accounting profession and its practices
by the government, imposes a number of certification requirements
on corporate officers, restricts a number of corporate practices
involving trading of securities by and loans to corporate officers,
imposes reporting duties on lawyers, and provides protection for
employees who disclose violations of law by corporate officers
or directors. This paper explores some of the changes made by
the Act in a practice context by discussing the way the Act might
affect behavior in a number of business situations: people considering
the offer of a position as a corporate officer; accounting firms
seeking to perform audit and other functions for a corporate client;
restrictions of loans to officers, including advances of fees
pursuant to indemnification agreements; the adoption of financial
codes of ethics; obligations of lawyers to report evidence of
wrongdoing; the obligations of management to implement internal
accounting and disclosure systems and to disclose wrongdoing;
and protections for employees reporting wrongdoing; the new criminal
penalties for wrongdoing by corporate insiders. The relationship
of the provisions f the Act to state corporate law and the Act’s
inconsistencies, traps for the unwary and unanswered questions
are also explored.
Human Rights and Legal
Education in the Western Hemisphere: Legal Parochialism and Hollow
Universalism, 21 PENN STATE INT’L L. REV. 115 (2002).
There appears to be a trend towards convergence of individual
human rights norms. Universal individual human rights has become
an increasingly accepted part of the institutional norms of nations
in the Western Hemisphere. Educators across the Americas have
an important, perhaps critical, role to play in the internalization
of universal individual human rights norms within the legal systems
of the nations of the Americas. Law schools best serve this role
by incorporating human rights education into the core curriculum
in every law school in the region. But, the human rights mission
of legal institutions in the Americas faces serious challenges,
which are explored in this paper. In the United States, individual
rights is still assumed to be a wholly endogenous product, the
source of which is limited to federal and state constitutions.
Human rights education is marginalized, confined to the ghetto
of specialization within the fields of international and comparative
law. In Latin America, the opposite is true. Human rights is taught,
but as the universalizing product of exogenous origin and control.
The rich human rights traditions of Latin American nations are
marginalized. The result is the construction of a rights edifice
that is foreign, a hollow internationalism. Nevertheless, the
problem of legal parochialism and hollow universalism can be overcome
and the paper concludes by offering some examples and suggestions
of methods by which this process can be started.
Forward: Constituting
Nations – Veils, Disguises, Masquerades, 20 PENN STATE INT’L L. REV. 329 (2002).
The instrumentalities of law, like those of theory and philosophy,
have been used both to cloak and unmask the relationship between
authority and power. The instrumentalities of constitutionalism
and self-determination have been used to constitute nations where
none had existed before and burst apart others that had thought
themselves whole and complete. In the face of these disjunctions
between the law as formulated and the law as practiced, between
what is seen and what is felt, between what occurs and what is
believed, many choose to remain comfortably within the postulates
and assumptions from which the law springs. Much of what passes
for the study of law in the United States assumes the answers
to the difficult foundational questions, so that time can be spent
worrying about the most efficient means of enforcing those assumptions
through law, or investigating the utility of law to serve the
assumptions. This essay examines three articles by John Strawson,
Patrick Hanafin and Barry Collins that provide a window behind
the veil of law, constitutionalism and nation creation. The subjects
of their study – Ireland/Northern Ireland and Israel/Palestine
– stand at the psychological core fo Western legal and political
theorizing since the middle of the 20th century. Each paper focuses
on the for the most part Western exercise in critical self-examination,
ripping veils of misdirection in the constitution of systems of
governance or ideas of the nature and extent of the constitution
of nations.
Religion and
the Discursive Language of Same Sex Marriage, 30 CAPITAL L. REV. 221 (2002).
The debate over the availability of the institution of marriage
to couples of the same sex, like that over the regulation of abortion,
has reached the point of exhaustion. Everything that can be said
has been said, everything that can be done has been done. And
yet, there is no victory fo either side of the debate. For advocates
of same sex marriage, this state of affairs is particularly distressing.
Once confident of carrying the country after decisions in Hawaii,
Alaska, and Vermont, appeared to eliminate legal barriers to same
sex marriage, these advocates now again confront the reality of
deep division relating to the extension of the dignity of marriage
to couples of the same sex. Opponents of same sex marriage work
towards their goal with renewed vigor, backed by a reinvigorated
political establishment peopled by those who find the notion of
same sex marriage revolting, and a language of religious discourse
that is finding increasing favor within the American polity. Faced
with this dynamic and unfavorable political reality, advocates
have been forced to renew tired arguments or satisfy themselves
with an unfavorable, and unstable, political settlement such as
the civil unions of Vermont. This paper explores the nature of
the exhaustion of argument about same sex marriage. It suggests
that fatigue is a product of an aversion to an embrace of the
most powerful weapon in the arsenal of traditionalists – religion,
religious discourse and religious community – in the service of
marriage between all affective couples. The road to the legitimization
of same sex marriage lies through the work of emerging communities
of faith and their religious discourse. In a deeply religious
land, only acts of faith that embrace as an article of that faith
the marriage rights of people of the same sex, can effectively
respond to the arguments of other communities of faithful. The
article ends with a proposed plan of action for the maximum effect
of the new religions in carving a space for same sex marriages.
General Principles
of Academic Specialization By Means of Certificate or Concentration
Programs: Creating a Certificate Program in International, Comparative
and Foreign Law at Penn State,
20 PENN. STATE INT’L L. REV. 67 (2001).
Specialization in legal education, like late in private practice,
has become more pronounced. Law schools have responded to the
specialization trend by instituting programs leading to the award
of post-J.D. degrees, primarily the LL.M., and by providing for
recognition of specialization as part of the J.D. course of study
through certificate or concentration programs. This article uses
a case study – the presentation of a certificate program in international,
comparative and foreign law at Pennsylvania State University’s
Dickinson School of Law in 2001 – as a basis for analyzing these
emerging programs of concentration and to demonstrate why these
programs should be promoted where appropriate. The article explores
the basis for specialization within law school curricula. It then
explores the basic characteristics of the fields of international,
comparative and foreign law which form the basis of the certificate
program of the case study. Within that context, the author elaborates
eleven general principles for the creation and implementation
of certificate programs. These principles are then applied to
assess the value of the proposed certificate program at Penn State
as an example of the way the principles can be used to assess
any certificate or other program of concentration.
The Extra-National State:
American Confederate Federalism and the European Union, 7 COLUMBIA JOURNAL OF EUROPEAN LAW 173 (2001).
This article examines the ways in which John C. Calhoun’s theories
of federalism, suppressed in the United States after the American
Civil War, now shape the European debate over the nature of the
political organization of the European Union. Much of the work
on the ‘lessons’ of American federalism for the European Union
and other supra-national systems have been based predominantly
on an understanding of post Civil War American federalism. It
remains, on that account, extremely superficial. The more important
lessons of American federalism are to found in Calhoun’s marginalized
understanding of federalism. This alternative vision of the possibilities
of federal organization may yet provide emerging supra-national
unions, the most important of which is the European Union, with
a powerful conceptual foundation for the construction of non-national
federal systems of government. For this effort, the theories of
multi-state association rejected in nineteenth century America
may prove extremely forward-looking in the twenty-first century
world of small ethnically homogenous communities and large pluralistic
super-unions. The article first considers the federalist theories
of John C. Calhoun in the context of the early American conversation
about federalism. It then considers the emerging European reprise
of this American conversation. The European Union has restarted
a conversation about the nature and elasticity of federalism which
was cut off in the United States in 1865. I begin with a review
of the European version of federalism orthodoxy emerging from
out of the jurisprudence of the European Court of Justice and
the elaboration of this orthodoxy in the projects of the Institutions
of the European Community, drawing parallels with the development
of the American orthodox position. I then examine the way this
new orthodoxy is being challenged within the European Union in
a way that mirrors the challenge to American orthodoxy before
the Civil War. I then suggest parallels between the emerging European
and the earlier American conversation about nation-building through
the application of federalism principles. European ‘Hamiltonian’
nation-builders too easily dismiss the importance, and perhaps
the permanence, of the nation-states of Europe. The states rights
camp seek to hide, by resort to legal formalism and technicalities,
from the reality that Europe is drifting towards union. The intellectual
community engages in this absurd mimicry even as it falsely assumes
the unchanging nature of American federalism or dismisses as substantially
irrelevant the historical genesis of American federalism and the
consequences of the early American struggles. The blindness of
both camps, like those of American antebellum thinkers, seriously
impedes the task of European union making, and ignores the political
and economic realities emerging within Europe, with potentially
disastrous results. I end with suggestions for a Calhounian solution
to the problem of European political organization.
Inscribing
Judicial Preferences into Our Basic Law: The Political Jurisprudence
of European Margins of Appreciation As Constitutional Jurisprudence
in the U.S., 7 TULSA COMP. &
INT’L L. J. 327 (2000).
Both U.S. and European courts have applied general principles
of law in the construction of their constitutional jurisprudence.
The European courts have engaged in this practice explicitly –
the American courts implicitly. This essay examines the ways in
which European and American courts have applied a problematic
general principle of law, the general principle of “margin of
appreciation.” The margin of appreciation is essentially a rule
of deference, permitting states a certain discretion “to decide
whether a given course of action is compatible with” Constitutional
requirements unless such discretion departs from a generally accepted
consensus of the community. The margin of appreciation principle
is a European innovation. I argue here that what appears to judges
like Justice Scalia to be a variant of the common law sin, in
matters of constitutional interpretation, of permitting unelected
judges to decide what the law is may instead evidence the development
of an American variant of the civil law general principle of margins
of appreciation. Ironically, the end result may not be different
results in particular cases, but a more principled basis for reaching
these results. This essay first defines the pragmatic American
approach to the problem of politics in constitutional construction.
Assuming that what appears to be a judicial debate about the propriety
of the imposition of ‘political’ judicial solutions to particular
problems is instead, a struggle over the application of a general
principle of deference, a margin of appreciation, to state action,
the article considers the development of the doctrine of margin
of appreciation in Europe. It ends by recasting two American Supreme
Court cases, Bowers v. Hardwick and Romer v. Evans, in margin
of appreciation terms, provides a more principled basis for understanding
the weaknesses of the former and the strengths of the latter.
Measuring
the Penetration of Outsider Scholarship in the Courts: Indifference,
Hostility, Engagement,
33 U.C. DAVIS L. REV. 1173 (2000).
In this essay I test the theory that current legal scholarship,
and especially the “outsider” scholarship of people of color,
is either shunned or demonized in the courts. I look at the reception
of outsider scholarship in the courts because courts, along with
legislatures, are the two formal institutional vehicles for “altering
the existing legal landscape,” in the United States. The article
first examines the ways in which state and federal courts have
cited a representative number of legal academics who are said
to epitomize major strands of critical legal studies, minority
and feminist scholarship being produced in many law schools today.
The initial focus is on rates and quality of citation. This examination
revealed that most of the work, though valued by law school academics,
is virtually ignored by judges. To the extent that the work is
not ignored, it tended to be used as examples of threats to the
legal order or as irrelevant. The article then examines the reasons
courts have failed to use this body of scholarship in a more positive
manner, and suggests some of the ways in which the scholars themselves
bear some responsibility for judicial indifference to their work.
Chroniclers in the Field of Cultural Production: Interpretive
Conversations Between Courts and Culture,
20 B.C. THIRD WORLD L.J. 291 (2000).
My purpose in this paper is to explore the nature and process
of norm making within culture as it is expressed through what
we identify as “law.” I do so by focusing both on law as an expression
of cultural standards/models/patterns regarded as mandatory, both
large and small, and on courts as a place from which these standards
are articulated. My object is twofold. First, I mean to interrogate
the commonplace notion that law is something that "acts on" culture--that
law disciplines culture. Second, I posit that, contrary to a most
cherished delusion especially among so-called progressives, neither
our common-law nor our courts nor our legislatures can serve as
the engines producing any sort of coercive law which can transform
these standards/models/patterns. I begin by discussing the role
of courts as the institution which identifies and memorializes
norms in the form of law. The primary functions of courts are
to identify cultural practice and then to memorialize that practice
as law. Juridical expressions of law are essentially descriptive;
their pronouncements cannot, of themselves, coerce cultural practices.
As such, law is an enterprise of affirmation. Courts are the great
vehicle for the performance of cultural aesthetics on a perpetually
grand scale. I then explore the identification-memorialization
process in two contexts. The first context is that of the European
Court of Human Rights' margin of appreciation jurisprudence and
the second is that of the construction of general principles of
community law by the European Court of Justice. Identification-memorialization
engages the courts in the process of cultural production to the
extent that courts speak or provide a site for the articulation
of the authoritative.
The culturally evocative voices which a court uses to speak are
then explored. These voices – the Homeric, Delphic and Jobian
cacophony – describe the complex and dynamic interactions between
law, courts and culture. As such, courts function as a discordant
and polyphonic cultural choir. From out of this choir will come
articulations, more or less authoritative, more or less temporary,
and more or less clear, of the cultural reality in the form of
rules and consequences for breaking taboos. Courts also and simultaneously
serve as a site for the contestation of authority in voice. To
the victor of these struggles belongs a greater authority to convincingly
pronounce those standards/patterns/models of the normal which
may be enforced by the countless disciplines marshaled by society
for that purpose. I end by suggesting some complexity to the simple
aesthetics of norm and authority I describe. Complexity and ambiguity
follow from our understanding that courts may speak simultaneously
in multiple voices. Neither society nor “law” provides an unimpeachable
arbiter of these voices. Society can never know for sure which
voice speaks “truth,” even momentary “truth.” The last level of
complexity I suggest is that culture must be understood in the
plural, even when the institutions of cultural production are
conceived in the singular. The culture with respect to which courts
engage share space with multiple competing cultures. The struggle
over the authority of one culture to speak for the others through
the institutions of formalized power with competence of the geography
shared by multiple cultures suggests a complex and dynamic interaction
which in turn affects the quality of the authority of courts to
speak.
Disciplining Judicial Interpretation of Fundamental
Rights: First Amendment Decadence in Southworth and Boy Scouts
of America And European Alternatives,
36 TULSA L.J. 117 (2000).
decadence. The characteristics of this decadence is much in evidence
in the constitutional jurisprudence of the American Supreme Court:
judicial arbitrariness, the use of interpretive doctrine as an
end rather than a means, disregard of existing interpretive doctrine
and hyperdistinction of fact, doctrine as a smokescreen for personal
preference, and an inclination to permit the juridification of
everyday life. Indeed, these characteristics of decadence are
made worse by a bloated and ill-defined catalogue of interpretive
doctrine that veils all distortion of constitutional principle
in the service of personal politics. Here is a jurisprudence in
decline, increasingly noted more for arbitrariness than principle.
This article examines the latest example the modern phenomenon
of jurisprudential decline through an analysis of two First Amendment
cases decided during the American Supreme Court’s last term. It
then looks to the French and German systems of constitutional
review, and the jurisprudence of the European Court of Human Rights
to determine whether other systems provide translatable lessons
for a more effective and democratically based supervision of the
interpretive function of the American Supreme Court.
Some Thoughts on The
American Declaration of Independence and the Irish Easter Proclamation, 8 TULSA J. COMP. & INT'L L.87 (2000).
In this essay I suggest that The Irish and American Republics
do themselves a great injustice to concentrate on their declarations
of principles to the exclusion of the social and political covenants
that they have created as the foundation stones on which they
have built our democratic, humane, and tolerant societies. Yet,
documents like the American Declaration of Independence and the
Easter Proclamation of 1916 tend to get all the attention. The
celebrations of the American 1789 Constitution or the Irish 1937
Constitution remain mooted indeed. I believe there should be less
celebration of declarations of independence and more celebrations
of the constitutional norms that represent the rich fruit of those
declarations. In truth, we must celebrate our great good fortune
that those who were charged with the construction of our political
structures chose wisely among the political options that each
declaration permitted. The essay explores the reasons why both
the American Declaration of Independence and the Easter Proclamation
have been used as a sword and shroud by those brothers and countrymen
who would invoke their principles to support absolutely contrary
positions.
There Can be Only
One: Law, Religion, Grammar and The Organization of Society in
the United States in LAW AND RELIGION: A CRITICAL READER, 425 (Stephen M. Feldman, ed., 2000).
The primary purpose of this essay is to understand the relationship
between law, religion and grammar, and the manner in which those
relationships are directly dependent on the choice every society
makes as to which among them is to serve the principal basis of
its social ordering. The basic building blocks of social ordering
– law, religion, and grammar – all share the singular property
of creating basic rules which can operate as a social common sense,
that is, which can function on the social body like the autonomic
nervous system functions in the human body. Though all three exist
in every society, each society must choose one of them as the
basis for its social ordering. In the United States that ordering
is now the function of law, with Religion and grammar accorded
subordinate dignity. The Federal Constitution creates the grammar
in which law “rules” as a formal matter over a system whose underlying
structure is founded on Religion. Religion and Law are Incompatible
as Joint Social Structuring Forces. Though each can be accorded
great dignity, only one of them can serve as the source of social
order. Religion IS Different; it can never be merely another basis
for grounding law because it has been and remains a primary basis
for ordering society. In the West, Religion is imprisoned in its
own history and by the consequences of the society it constructed.
Law triumphs only in places of religious diversity; Religion remains
foundational in places where one law and one religion are dominant
or where one religion is dominant in a space subject to overlapping
systems of law; grammar triumphs only where multiple systems of
law and Religion co-exist.
Altheimer
Symposium on Racial Equity in the 21st Century: Culturally Significant
Speech: Law, Courts, Society and Racial Equity
, 21 U. ARK. LITTLE ROCK L.J. 845(1999).
Even a modest goal of racial equity that looks to the amelioration
of the negative economic, social and political effects of the
racial difference our society embraces has eluded several generations
of litigators and lawmakers. This paper looks to the interaction
of law and culture for an understanding of this failure. It suggests
that only by acting in culturally significant ways can there be
an effective conversation about race equity. Culturally significant
speech is comprised of three elements, pain (sacrifice), power
(cultural voice), and time (institutional incorporation), the
effective use of which determines our perception of differences
and sameness, of fairness and unfairness, of inclusion and exclusion,
of toleration and suppression. The paper ends with a consideration
of the means through which it is possible to speak in culturally
significant ways in contemporary America.
Toleration, Suppression
and the Public/Private Divide: Homosexuals Through Military Eyes, 34 TULSA L.J. 537 (1999).
The essay examines the limits of the liberal model of toleration,
the way in which it enforces the lines drawn between difference,
which is tolerated, and deviance, which is suppressed, through
the example of the American military’s “don’t ask/don’t tell”
scheme. The military, like liberal society, makes room for difference
by confining difference to those private social spaces it is willing
to tolerate. While the differences between “progressive” and “traditionalist”
is great, it is still merely one of degree. The basic postulates
of the closet are accepted. Sexual subterfuge on the part of sexual
non-conformists is the order of the day. The cases in which men
and women have been separated form service on grounds of their
sexual non-conformity provide a vivid if poignant picture of the
boundaries that liberal toleration has drawn for our society.
The implications of the public/private binary and its corollary--that
public expressions of "being" is another form of "doing"--reach
their limit in the military context. The essay then considers
the cases brought by gay men and lesbians under the don’t ask/don’t
tell policy. Though much of the case law is couched in the formalistic
language of status and conduct, the real boundaries of toleration
are formed by the public expression of acts which are offensive
when the institutions of dominant society are required to publicly
acknowledge them. This is the point at which society will tolerate
prejudice and accommodate offense. The military cases make that
evident.
Forging Federal
Systems Within a Matrix of Contained Conflict: The Example of
the European Union, HARVARD
JEAN MONNET WORKING PAPER, No. 4/98 (1998); 12 EMORY INT’L L.
REV. 1331 (1998).
The process of European Constitutionalism is a function of the
dynamic interaction between three “communities” of forces: the
centralizing impulses of harmonization, the deferring to nation-state
sovereignty subsumed under the rubric subsidiarity, and solicitude
for the peculiarities of the “peoples” of Europe. This paper develops
a theory to explain how each of these three forces has shaped
European federalism and to understand how each is currently expressed
within the European Union. Today, European federalism is based
on the ceding of fundamental norm-making power to Community Institutions.
The sovereignty of Member States is increasingly constrained by
these norms, whether or not national actions directly concern
the provisions of the Treaty. Solicitude for cultural difference
is tightly controlled for the moment, and is limited to the touristic
aspects of cultural expression. The current configuration is not
locked into the fabric of the structure of the Community. Indeed,
the Community system is structured to contain, not eliminate,
the conflict between the crisscrossing imperatives of these three
forces. Containment permits changes to the governing structure
of the union based on the relative value of each of these forces.
The paper concludes with an exploration of the future of European
federalism within the context of this conflict.
Not a Zookeeper’s Culture: LatCrit Theory and the Search for
Latino/a Authenticity in the U.S.,
4 TEXAS HISP. J. L. & POL’Y 7 (1998).
LatCrit theory focuses on the way race, ethnicity and culture
join to create systemic social and legal hierarchies. Its theory
is social and legal transformation through interrogation of the
way law normalizes hierarchy and subordination at the level of
discrete communities. Richard Delgado and others have begun to
employ LatCrit theory to examine the relationship between dominant
white socio-legal culture and Latinos/as. In this essay I use
the insights of LatCrit theory to interrogate our own conception
of what it means to be Latino/a. Construction of a Latino/a identity
requires us to somehow fuse together the norms and culture of
people with very similar and at the same time very different customs
and outlooks. It also requires us to be leery of definitions created
from out of our relationship with the dominant socio-cultural
communities in this country. At the same time, it is important
to interrogate the notion of what it means to be Latino/a itself.
It is not enough to construct some sort of static vision; LatCrit
Theory must also teach us to interrogate our own vision of community.
We must begin to confront the contradictions of our own subordination
while we maintain hierarchy and micro-subordinations – patriarchy,
homophobia, religious chauvinism, and language hierarchy – within
our own community. We can do this because we are not creatures
exhibited in the zoological park of immigrant exotica, nor is
our culture ossified. LatCrit theory provides the tools for that
effort.
Tweaking Facts, Speaking Judgment: Judicial Transmogrification
of Case Narrative as Jurisprudence in the United States and Britain,
6 S. CAL. INTERDISCIPLINARY L.J. 611 (1998).
Judging is a process of narrative transmogrification: Courts hear
the stories of litigants and transform them into something digestible.
Courts accomplish this transformation by retelling stories to
express conformity with what we believe and what we "know." In
this sense, the stories themselves embody the rules by which we
come to know and discipline our social selves. Story becomes counter
story which in turn becomes the basis for the rules which explains
the way in which the story is retold. The judgment is in the retelling
and not in the rule itself. Jurisprudence, conventionally understood
as the science of the rules applied by the courts, becomes an
empty and backwards science.
The process of narrative transformation is subconscious. The courts
rarely "turn to the audience" and explain the process underlying
its performance. It did so recently, though, in Romer v. Evans
(116 S.Ct. 1620 (1996)). I begin by laying the basis and focus
of judicial narrative transmogrification through the "eyes" of
the opinions in Romer. I then examine the way courts transmogrify
narrative in the construction of judgments that serve to regulate
the sexual conduct of sexual minorities. For that purpose I look
at a singular story, a story of the public expression of a sexual
desire by gay men which is meant to be privately consummated.
This story forms the core of five cases, three from the United
States and two from the United Kingdom. I demonstrate the process
of narrative reconstruction through these cases, how the original
story, the story input into the courts is lost and distorted in
the service of the abstract normative vision of the particular
court. Courts invoke this transformative mechanism whether in
the service of the status quo, or in the crafting of a different
vision of that status quo. And so, out of one story will emerge
five very different events, or, rather, five different tellings
of law.
I then consider the consequences of the analysis of the cases.
I explore the necessity and relevance of a politics of assimilation
within litigation based "liberation" strategies. Ironically, though
the courts serve to perpetuate the suffocation of sexual non-conformity
as an instrument of the enforcement of culture norms, they do
not provide the best site for contesting those images. The unavoidability
of assimilation strategies in litigation again emphasize the irrelevance
of courts as instruments of change. But it also demonstrates another,
and important, purpose of such strategy, the use of the judicial
process as a platform for the communication and wide dissemination
of ideas. Other than as a form of confabulation, courts remain
largely irrelevant to the enterprise of cultural redeployment.
Religion as Object and
the Grammar of Law, 81 MARQ. L. REV. 229
(1998).
It is a commonplace that Religion has been disestablished as a
formal matter in the United States. We also understand that our
legal culture has extended the reach of this formal disestablishment
well beyond that required under the Federal Constitution. The
result is a deep and enduring deprivileging of Religion as a normative
basis for decision making. “If an unspoken and irregular but nonetheless
powerful prohibition excluding religion from public and especially
legal discourse has been in effect for some time, then those of
us who are interested in ‘law and religion’ need to pay attention
to that phenomenon.” (Smith at 40). This essay suggests that Smith
is right, but in an altogether different way. We are stuck on
the horns of a dilemma of our own creation. We conceived of the
separation of Church and State, of the treatment of formal Religion
and its values as res at a time when religious consensus made
these religious sentiments an unconscious and almost inextricable
part of the legal dialogue. We have entered an age when this unconscious
acceptance of underlying religious Christian norms is contested.
Rather than seek to re-establish religion as the superior force
of political organization, American constitutionalism requires
subordination of religious institutionalism while cultivating
indifference to religious sentiments. First, the American approach
to Religion is not haphazard or serendipitous. Neither is the
approach accidental. Rather, de facto disestablishment reflects
a basic normative choice made at the time of the founding of our
Republic. The discursive quality of the Establishment Clause itself
serves to compel treatment of Religion primarily as an object
of law. Second, much of the efforts of late twentieth century
American commentators has been to move away from a conceptualization
of religion as an object of law. In its place, we seek to substitute
a conceptualization of Religion as part of the grammar of law.
However, when we seek to stretch the utility of Religion, that
is, when we attempt to make Religion serve as part of our grammar
of law we cheat. We do this by defining Religion as any one of
an infinite number of amorphous personal belief systems. To engage
in that enterprise is to belittle the normative significance of
Religion as independent systems of law. Third, even assuming that
society is inclined to permit the inclusion of Religion into the
grammar of law (its process), we must be willing to sanitize Religion
of both its context and its history. To accomplish this task will
require that we induce a national cultural amnesia. Yet it seems
to me most odd in this day of cultural and historical reawakening
that we engage in a project of “forgetting.” The essay ends by
suggesting that if we must open the grammar of law to Religion,
we must be prepared for the possibility that such an enterprise
will endanger that other great cultural project of this Nation
— the project of assimilation. And thus the truly tragic for religious
traditionalists -- explicitly religious sentiments have been transformed
from the ever-present subconscious arbiter of legal normativity,
to just another voice vying to be heard among the cacophony of
systems seeking norm-setting dominance in our nation.
A Cobbler’s Court, A Practitioner’s
Court: The Rehnquist Court Finds its “Groove”, 34 TULSA L. J. 347 (1998).
The Rehnquist Court has proven to be one more interested in the
practical effect of its decisions than in the crafting of grand
theories or visions of jurisprudence. In this respect the Rehnquist
Court presents a great contrast from the work fo the Warren Court.
This article examines a number of cases from the Supreme Court’s
1997 Term to understand the way in which the Rehnquist Court has
successfully adopted an incrementalist, highly focused approach
to decision making. The foremost purpose of decisions is to provide
practical guidance to people, and especially administrators, enforcers
and those bound by particular provisions, in the application of
obligations and duties imposed by courts and legislators. This
article examines some of the more important federalism cases from
the Supreme Court’s 1997 Term – AT&T v. Central Office Telephone,
118 S. Ct. 1956 (1998); Baker v. General Motors, 118 U.S.657 (1998);
Foster v. Love, 118 S. Ct. 464 (1997); Breard v. Virginia, 118
S. Ct. 1352 (1998) – and a sex harassment case – Oncale v. Sundowner
Offshore Serv., 118 S. Ct. 998 (1998). It examines the ways in
which decisions in those cases eschew the crafting of theory for
practical instruction, even where theory might provide a basis
for ordering and regularizing the emerging jurisprudence in this
area. I suggest that these cases demonstrate the ways in which
the Rehnquist Court functions as a pragmatist court, emphasizing
contextualization, application, judicial hierarchy and instruction
over theory. I end with a discussion of the reasons legal academics
have found the cases so disappointing: the Rehnquist Court has
become disappointing, and particularly disappointing this past
Term, because the Court has failed to meet our expectations of
a Supreme Court of the American federation. Law professors, journalists,
and politicians all love grand theory. We cannot get enough. Our
engagement with grand theory keeps us employed. It is sexy, ambiguous,
and malleable. It perpetuates the illusion that some powerful
entity (the Court) is engaging in very important work (its opinions),
which will fundamentally transform our social order—or destroy
it. Even lawyers love grand theory. It is ambiguous and malleable,
but not in the sense that gives pleasure to academics. Despite
the efforts of Justice Scalia, the Rehnquist Court has increasingly
shown itself inept at grand theory. As a result, the Rehnquist
Court has been unable to stamp on the public mind, or even the
academic mind, its peculiar vision of a theory of American Constitutional
law or even a theory of courts or the American political system.
In this context, the jurisprudence of both bright line tests and
highly nuanced contextualization can be explained as internally
consistent with a pragmatist vision of constitutional judging.
With respect to common law claims, or claims that do not involve
the government as principal or enforcer, then a highly contextualized
balancing is often the rule. On the other hand, the Court will
take a different approach, one favoring bright line rules, where
the government is an active participant or in cases of statutory
interpretation. In this context the court seems to favor simple
rules, which are easy to apply.
Queering Theory:
An Essay on the Conceit of Revolution in Law, in LEGAL QUEERIES 185
(Leslie J. Moran, et al. eds., 1998).
This essay critically examines the emerging discipline of ‘Queer’
theory. It is meant to challenge evidences of a messianic temptation
of revolutionary transformation within strains of Queer theory.
At the heart of the analysis is the understanding that any theory
of perfectionism ultimately carries with it a foundation for subordination.
In connection with Queer theory, the evolving language which the
article identifies as ‘revolutionspeak’ mimics the dominating
force it seeks to replace with something very much like the system
of subordination challenged. The circularity of modern revolutionary
theory thus runs the risk of identification with the very normative
foundational framework it seeks to overcome. The article argues
that this is demonstrated through an essentializing of the dominant
discourse of heterosexualism. In place of this, the article offers
a dynamic and anti-utopian theory of subversive calumny: a critical
realism for modern times imbued with a capacity for irony and
indeterminacy, in which modulation and revaluation replace the
myth of revolution and cultural repose.
The Many Faces of Hegemony:
Patriarchy and Welfare as a Women's Issue (reviewing MIMI ABRAMOVITZ,
UNDER ATTACK, FIGHTING BACK: WOMEN AND WELFARE IN THE UNITED STATES
(1996)), 92 NW. U. L. REV. 327(1997).
The article explores the fundamental conservatism of the debates
about welfare reform, by considering the conservatism inherent
even in the arguments of so-called political liberals. It then
draws on that analysis to understand how the welfare debates mirror
the current debates over the necessary minimum amount of social
conformity we expect in our society and the means we are prepared
to use to enforce this minimum. It then begins an exploration
of the place of critical and so-called radical scholarship in
the effort to bring about welfare change. The focus of this analysis
of the standard, if unconscious conservative conventionality of
modern welfare discourse is the book by the well known liberal-feminist
academic, Mimi Abramovitz, Under Attack, Fighting Back: Women
and Welfare in the United States (1996). Professor Abramovitz's
book explores the ways in which legislatures and society have
enforced the work and family ethic on women through welfare programs,
how academic theory has helped provide women with a means of understanding
the oppressiveness of such constructions, and how women ought
to take political action to transform the current reality of welfare
as a means of dismantling patriarchy and capitalism. My review
explores the limitations of Professor Abramovitz's program of
theory driven pragmatics in the service of women. I suggest that
embracing the notion of welfare as a woman's issue requires acceptance
of the core underlying norms of patriarchy, and that the current
welfare setup cannot be used successfully to end the poverty of
women in this society. For even were women to be able to use the
largesse of the current system to overturn it, they would gain
nothing more than the power to impose a different system of tyrannies
of conformity.
Los fingidos y vagabundos:
On the Origins of Personal Responsibility and the Welfare State
In Early Modern Spain and Its Implications for Welfare Reform
in the United States, 4 LOY. POVERTY L. J.
1 (1997).
I intend to explode three myths of American welfare. The first
is that it derived solely from English secular legislation of
the 17th century. The second is that this English legislation
is a product of a singular, if not unique, intellectual history.
The third is that the English legislation we inherited has been
subject to unique development in this country because of the existence
of singularly American peculiarities -- principally racism and
the concern with "family values". Americans will continue to find
elusive that necessary understanding of welfare and its reform
as long as we shut ourselves off from the related experiences
of peoples and systems from which our conceptualization of welfare
derives.
England was not the only parent of American welfare; we have another
-- and that progenitor is Imperial Spain. Spain devoted a substantial
amount of intellectual effort to the study of means by which poverty
could be eradicated and the poor rehabilitated -- that is, made
productive responsible citizens. The sixteenth century witnessed
a great poverty debate in Imperial Spain very similar to our own
today. On the one side stood the traditional religious establishment,
advocating little government intrusion into the provision of welfare
and advocating strict religious instruction as a means of curbing
poverty and deviance while permitting all who sought it to beg
for their keep. On the other stood the big government advocates,
insisting that the state ought to have a primary responsibility
for the administration of relief, that there ought to be a strict
separation between the able-bodied and the deserving poor, that
the able-bodied ought to be forced to work, and that the state
ought to provide training but no jobs. I will analyze this debate
and its current relevance as expressed in the work of five Spanish
writers of the period -- Juan Luis Vives, Domingo de Soto, Juan
de Medina, Miguel de Giginta and Cristobal Perez de Herrera.
Spanish conceptualizations about poverty was transported to its
colonies. These notions rest well within normative core of the
thinking of Latin Americans who now form sizeable minorities of
our population. Its lessons are relevant to our own struggles
with welfare reform. Nations do not change merely because people
attempt to demonstrate the ineffectiveness or prejudice of its
approaches to a problem. Radical change is reduced to theater
-- and theater of the absurd at best. The nation will applaud
the performance, perhaps, but then go about its business substantially
unchanged in the short term. Departing in major ways from socio-cultural
norms in devising different approaches to welfare reform permitted
Spanish intellectuals to be marginalized in the debate about poor
relief.
Narrative
and Jurisprudence in State Courts: The Example of Constitutional
Challenges to Sex Conduct Regulation, 60 ALB. L. REV. 1633 (1997) (Annual State Constitutional
Law Commentary Issue).
This article explores judging as a process of narrative transmogrification
in the context of litigation in state courts against gay men.
Courts hear the stories of litigants and transform them into something
digestible. Courts accomplish this transformation by retelling
stories to express conformity with what we believe and what we
"know." Transformation requires input. Courts use the stories
of the litigants as "input." The courts then retell the received
stories. These new stories usually appear as the "facts" of the
case. Part I explores the way in which the courts have used their
learning from the last twenty-five or so years to craft an understanding
of the gay man, which is then used to filter the stories which
gay litigants bring to the courts. Part II examines three recently
decided state high court cases. The singular story which serves
as input in all three cases was transformed into three different
stories, based in part on the courts' understanding of the litigants
before them. These different stories could then be used as the
basis for understanding different approaches courts took in three
cases, all of which had substantially the same facts in common.
In Christensen (Georgia) and Sawatzky (Oklahoma), the courts concentrated
on stories of uncontrolled whorishness and public display of shameless
conduct and used this sense of vileness to resist constitutional
reinterpretation. In Wasson the Kentucky court used substantially
the same story to construct constitutional doctrine devoted to
the protection of the public search for privately consummated
sexual actions. The Appendix contains a listing of substantially
all of the cases in which state high courts considered constitutional
challenges to state proscriptions of "sodomy" or "lewd conduct"
between 1960 and 1996 (as well as some related cases).
Book Review,
6 SOCIAL & LEGAL STUDIES 455 (1997) (Eng.) (REVIEWING, CARL
F. STYCHIN, LAW'S DESIRE: SEXUALITY AND THE LIMITS OF JUSTICE
(1995)).
Assessing Carl Stychin construction of what the reviewer describes
as -- a kinetic theory of cultural identity. Stychin is among
an emerging group of queer poststructuralist thinkers who have
begun to probe the very basis of social organization through an
examination of what appears at first blush to be the manicheaen
universe of homo-hetero sexualities. Stychin seeks, at this early
stage in the development of poststructuralist queer theory, to
facilitate a dialogue between the sexualities as well as within
the sexualities constituted and regulated by/through law. That
dialogue is certainly necessary, and the manner in which Stychin
frames it is quite useful. Law is important as a site for the
constitution, consolidation and regulation of sexuality, as well
as a site for the deconstruction of the basis of this regulation.
By situating that dialogue within law, Stychin hopes to create
a space within the necessarily incomplete regulatory expanse of
law to resist and oppose sexual hegemony -- every kind of sexual
hegemony.
Fairness as a General
Principle of American Constitutional Law: Applying Extra-Constitutional
Principles to Constitutional Cases in Hendricks and M.L.B., 33 TULSA L.J. 135 (1997).
From out of our tradition of constitutionalism and the Justices’
“sense” the drift of the document, or from out of the “eternal
verities” with which the document is said to have been infused
at the time of its crafting, our Court has been fashioning important
general principles of Constitutional law. Among the most important,
and least acknowledged, is the constitutional principle of fairness.
In the “Process” cases of the last Term we see, confirmed again,
what we had suspected for some time: the categories “due process”
and “equal protection” have become meaningless. We have known
this for a long time with respect to that illogical, oxymoronic
and legally untenable construct “substantive” due process. We
now see the justices of the Supreme Court expose, in a blasé sort
of way, the truth that these categories mean nothing. We keep
them because we must – they are the words in our Scripture. But
we apply them interchangeably as something new; we use their overtones
and penumbras to do equity. We have sacrificed the rule-making
of the law courts for the auctoritas of the chancellor in our
constitutional hermeneutics. The implications of the emerging
(if shifting) majority of the Rehnquist Court is now clear: just
as the European Court of Justice revolutionized Constitutionalism
in the European Union by the crafting of so-called “general principles
of Community law,” our Supreme Court has constructed general principles
of Constitutional law. I first try to make sense of this emerging
extra-constitutional doctrine of fairness, and how it is distinguishable
from text-based constitutional doctrine; “the problematique is
rooted in the interpretive gap which exists between the constitutional
provision and conduct.” I then discuss the way the principle of
fairness molds the outcomes in two cases. In M.L.B., the constitutional
principle of fairness required the provision of needs-based waivers
of record preparation fees in appeals from decisions terminating
the parental rights of women. The five member majority of the
Court melded overtones from the dicta in a series of due process
and equal protection cases to arrive at this result. In Hendricks,
we see the mirror image of M.L.B. Here, the constitutional principle
of fairness permitted a state to adjudge a man a mentally deviant
sexual predator, and on that basis commit him to an indeterminate
period of confinement in state facilities. A majority of the Justices
would have us blend notions of substantive due process, and double
jeopardy and ex post facto limits to arrive at this result. The
constitutional principle of fairness permits what will amount
to a heightened scrutiny of any person deemed dangerously sexually
deviant.
Harmonization, Subsidiarity and Cultural Difference:
An Essay on the Dynamics of Opposition Within Federative and International
Legal Systems, 4 TULSA J. COMP. &
INT'L L. 185 (1997).
This paper considers some of the ramifications of the project
of legal harmonization in the context of the European Union. I
start with the notion that harmonization does not stand alone.
Rather, it is one of voices producing a cacophony as three voices
read different scores. I identify these three voices as harmonization,
subsidiarity and cultural solicitude. The song of supra-national
harmony is meant to provide the melody. It seeks to impose the
underlying structure for the music being played. It overlays the
song of subsidiarity. Subsidiarity is chanted for the defense
of the autonomy of once formerly sovereign states now subject
to these new supra-national suzerains. It also overlays the song
of cultural solicitude. Protection of national and minority culture
is a haunting ballad yearning for a nostalgic past stripped of
its essential and dangerous vitality and reduced to a song of
"tourist culture."
It has become quite fashionable in the Western World to be in
favor of the simultaneous flowering of harmonization, subsidiarity
and the protection of minority cultures. This trio of norm goals
have assumed significance because of the dominance of the Western
notions of right and wrong within the international community.
My purpose is to critically examine the tensions and oppositions
between the drive to establish order, the politics of choosing
one form of order from among the many, and the consequences of
the choices made. To illustrate the point I concentrate on the
recent case of P. v. S & Cornwall County Council (Case C-13/94
(April 30, 1996)). In Cornwall County Council, the European Court
of Justice extended the E.U.'s protection against sex discrimination
to transsexuals. I first briefly examine the imperatives and perversities
of harmonization, subsidiarity and cultural solicitude and then
demonstrate the effect of these imperatives and perversities in
the context of the Cornwall County Council case. I end with a
discussion of the obligatory consequences of systems necessarily
built on conflicting systems of power distribution.
The Cornwall County Council decision provides an important insight
into the intersections and oppositions of harmonization, subsidiarity
and cultural solicitude within a supra-national system. The decision
in Cornwall County Council is driven by the drive to harmonize
the fundamental conduct norms of Europe. The source of this normalizing
harmonization is not the black letter of the Community Treaties,
but rather the amorphous "common law" of Europe, crystallized
in the E.J.C.'s general principles of Community law. Cornwall
County Council case also represents a stark example of the limits
of subsidiarity as a check on the erosion of the power of the
Member States. Subsidiarity is of little practical use in the
face of the power of the E.U. Through its courts, the E.U. creates
the norms which necessarily informs the internal actions of the
Member States themselves. Lastly, cultural solicitude is of no
moment. Where an issue touches on matters relating to a fundamental
characteristic of the European "character", then sub-national
cultural idiosyncracies may not intrude.
Thus, lurking beneath the surface of the "good" decision in Cornwall
County Council lurks a European reality in which hierarchy and
hegemony are reinforced with the language of inclusion and mutual
respect. Though the political organs of the E.U. loudly announce
their adherence to the principles of diversity and respect for
difference and celebrates the locality in theory, the facts are
necessarily otherwise. Difference is celebrated, but only as long
as it sings to the tone dictated by the voice of harmony. Harmony
between groups is the first meta-principle. The idiosyncratic
necessities of geographically based nation-states or culturally
based "identity" states must conform to the general organizing
principles of behavior as interpreted under the rubric "general
principles." European history in this century militates against
a different sort of political ordering. Difference is dressing,
and respected as such -- things like national costume, language,
cooking style, holidays, art, music. Beyond the suppression of
violation of core norms, there is the possibility of toleration,
accommodation, mutual respect, multiculturalism. Subsidiarity,
deference, and cultural solicitude can only exist within this
box. Still, within the box, much is possible.
Reading Entrails:
Romer, VMI and the Art of Divining Equal Protection,
32 TULSA L. J. 361 (1997).
This article analysis two equal protection cases decided by the
Supreme Court in 1996, Romer v. Evans and United States v. Virginia
(“VMI”). Both cases were characterized as fraught with political
significance far beyond their respective facts, to be used as
the vehicles through which the Supreme Court might force a reconceptualization
of cultural norms by broadly redrawing the fundamental legal rules
governing the way in which society, through its legal institutions,
can behave toward women and sexual minorities. In VMI, seven justices
held that equal protection had been offended by the gender discriminatory
actions of the State of Virginia through one of its institutions
of secondary education, the Virginia Military Institute (“VMI”),
and that its offense was not cured by the state's insistence that
the alternative arrangements it made were adequate. The opinions
in these cases, however, are neither straight forward nor clear.
Neither case provided the context for jurisprudential revolution.
In both cases, the Court has also taken what had been relatively
straight forward legal theory and complicated, perhaps muddled,
the legal analysis thoroughly. The article demonstrates the way
that legal standards, and the interpretation and meanings of words,
become hopelessly muddied in the course of opinions in which the
justices seek results which cannot straightforwardly attained
by the pluralities in the cases – heightened standard of protection
for sexual minorities in Romer and against gender differentiation
in VMI. Each case thus demonstrates the power and messiness of
the sort of linguistic subterfuge that characterizes much of modern
constitutional decisions.
“Pitied But
Not Entitled”: The Normative Limitations of Scholarship Advocating
Change, 19 W. NEW ENG.
L. REV. 59-66 (1997).
This essay argues that the process of integrating the poor, and
especially the poor of color into mainstream society will be harder
than it might appear. The dividing line between citizens and subjects
will continue to be drawn at the point where a person is entitled
to state assistance. It suggests reasons for this state of affairs.
Substantial changes in the status quo threaten the social, political
and economic standing of the current elites. Those elites are
able to draw on core normative cultural values to defend their
position. Those seeking change, to the extent they threaten the
current foundational social order, will be subject to social control.
Voices seeking moderate change within an cultural assimilationist
model will be lionized and absorbed. Others will be demonized
or ignored. The article ends by exploring the means through which
status changing attacks have begun to be blunted by dominant elites
– through an investment in an ‘equality of opportunity’ socio-legal
framework and second by bringing formerly outside racial, religious
or ethnic minorities within the definition of majority culture.
The former strategy effectively eviscerates income or wealth transfer
strategies as a political goal. The second effectively provides
the most potentially dangerous threats to the current social order
with a stake in the status quo.
Inventing
a “Homosexual” for Constitutional Theory: Sodomy Narrative and
Antipathy in U.S. and British Courts, 71 TUL. L. REV. 529 (1996).
This Article explores the way in which recurring fact patterns
drives jurisprudence, especially the jurisprudence of sexual conduct
regulation. It explores the ways in which state high courts have
fused the hundreds of reported cases in which they were presented
with constitutional challenges to sodomy laws in the U.S. and
the ways in which English courts did the same in the cases in
which they were presented with issues of the interpretation of
the Sexual Offenses Act into a unified vision of what it meant
to be a gay man, and then applied these visions to resist challenges
to a severe regulation of (homo)sexual conduct. Part II considers
the relevance of narrative and image to law. It suggests that
lawmaking (jurisprudence) is driven by the creation of meta-narratives
about the objects of the courts' attention (gay men). Part II
begins the examination of the meta-narrative itself, and the effectiveness
of this narrative to drive sodomy jurisprudence in the United
States and Britain. It concludes with an examination of the four
"stock" characters that emerge as sodomy's meta-narrative: the
predator (studies in the coercive sexual nonconformity of rape
and physical power), the pied piper (studies in pedophilia, seduction
and the recruitment of youth), the Whore of Babylon (the embodiment
of promiscuity, addiction and contagion) and the defiler of the
public space (the imperialism of public expressions of sexual
non-conformity). Part IV situates constitutional cases like Bowers
v. Hardwick and R. v. Brown within this tradition of narrative
antipathy. Bowers provides an excellent case study of the way
in which the narrative antipathy of sodomy jurisprudence blinds
courts to even the "best" set of facts. Brown demonstrates the
power of narrative to confirm the deviance of gay men and refuse
them the solicitude of the law to private sexual conduct.
By Hook or By Crook: The
Drive to Conformity and Assimilation in Liberal and Conservative
Poor Relief Theory, 7 HASTINGS WOMEN'S L.J.
391 (1996).
The article explores the fundamental conservatism of the debates
about welfare reform arguing tat both liberal and conservative
positions are both wedded to a belief in the necessity of social
conformity. Through that exploration, I consider the nature of
assimilation in American society. Poor relief is not given --
it is sold. The primary price the poor pay is acceptance and conformity.
Acceptance -- assimilation of the postulates on which the social
and economic system rests -- acknowledges that there is a reason
why some are wealthy and others are poor. It provides a justification
for the existing social structure based on notions of merit and
a modern form of primogenitor. Conformity -- internalization of
the specific conduct norms of the relief givers -- assures stability
as well the potential for minimizing the need to give aid in the
first place. I end with an exploration of the value and limitations
of non-mainstream discourse. I suggest that transformative critical
scholarship may have only limited effect outside the communities
from which it derives. Tending to question the normative substructure
of dominant groups, transformative critical theory will be demonized,
marginalized and ignored. What remains is a dialogue based on
mutual non-recognition -- scholarship which talks at but not to
each other.
Poor Relief, Welfare Paralysis
and Assimilation, 1996 UTAH L. REV. 1.
Since at least the early 1980's, so-called conservative commentators
have pushed their version of welfare reform by attempting to differentiate
it from the theories and assumptions animating "liberal" programs
of welfare, as well as the programs spun from such theories. Traditionalists
like Charles Murray have spoken of a "paradigm shift" in American
intellectual consensus on poor relief occurring between 1964 and
1967. Liberals also exhibit the "distancing" reflex -- characterizing
their approaches as fundamentally different from those of traditionalists.
They tend to view even the Great Society programs as "ungenerous
by international standards and uneven in their coverage across
the states and population groups at risk." But politically credible
liberal and conservative programs remain true to the same set
of basic of assumptions about how society ought to work and what
society ought to expect of individuals. These assumptions, comprising
our socio-cultural substructure, arise out of the bundle of basic
assumptions and parameters which form and limit poor relief methodology
which I have elsewhere described as forming a "static paradigm."
The differences between them, while very real, are differences
in implementation. Ultimately, what separates liberal and conservative
is detail. We are consumed by differences in detail; we begin
to believe that on these differences will turn the very shape
and character of the poor relief programs to be implemented. But
our debate about the details is carried on at the level of symbol;
it rarely refers back to the level of implementation. But symbol
is a disguise. We speak about the eradication of poverty as we
argue about the amount of money the nation will bestow on its
paupers, the kind of paupers we will succor, and the kind of behavior
that would indicate the requisite gratitude for the charity bestowed.
With these symbols and in this disguise we endlessly repeat the
dance of "welfare reform" which has bedeviled (and employed) this
nation since the enactment of AFDC in 1935. The tune to which
we dance is set by our socio-cultural taboos. Taboos compel assimilation.
Assimilation avoidance of taboos. It is a significant social good
in the eyes of any dominant group. To understand poor relief,
we must pay more attention to common source of all such programs.
In that understanding rests comprehension of the basic conservative
nature of liberal reform, and the liberal nature of conservative
proposals. And in that lies necessary immobility of welfare reform,
and its connection to assimilation. I examine the nature of the
necessary of immobility here. Part I focuses on poor relief etiology.
I speak to the manner in which our paradigmatically limited approaches
to poor relief constitutes a foundationalism steeped modernist
moral imperatives; a fully developed and closed autopoietic system.
Part II centers on a core thrust of modern poor relief, whether
liberal or conservative -- the assimilation imperative.
The Incarnate Word, that Old Rugged Cross and the State:
On the Supreme Court's October 1994 Term Establishment Clause
Cases and the Persistence of Comic Absurdity as Jurisprudence,
31 TULSA L. J. 447 (1996).
From my perspective, then, Establishment Clause jurisprudence
has devolved into an endless conversation between people who in
trying to order a limited universe find they cannot make themselves
understood -- an absurdist melodrama. We, as audience, are reduced
to finding meaning in the action that proceeds from these nonsensical
conversations. Each Establishment Clause opinion produces an interaction
between the Justices substantially the same as that between the
characters in an absurdist play. Shorn of a common language, or
even a common ideology for understanding and regulating our public
religious lives through the Religion Clauses, the Supreme Court
has largely abandoned principle as it cobbles together judgments
under cover of increasingly absurdist simultaneous monologues
which are passed off as principled decisions. This paper considers
two Religion Clause cases decided during the Supreme Court’s 1994
Term in the context of absurdist jurisprudence. In one, Rosenberger
v. The University of Virginia, five members of the Supreme Court
indicated that the University of Virginia, through its student
council, had to pay to print a student publication which complied
with the authors' duty to, as the Good Book says, "Go into all
the world and preach the good news to all creation." In the other
case, Capitol Square Review & Advisory Board v. Pinette, the
Supreme Court held by a plurality of six that the State of Ohio
did not violate the Establishment Clause by permitting the Ku
Klux Klan to display an unattended Latin cross on the grounds
of the Ohio State Capitol. These cases serve as evidence of the
continued juridification of everyday life and especially of everyday
religious and political life. This juridification has lent a certain
air of fantasy to real life as we try to squeeze reality through
the language filters over which we fight. Perhaps more importantly,
these cases highlight the critical importance of factual narrative
in a constitutional jurisprudence which has become highly contextualized
-- dependant on the reality crafted from the factual picture painted
by the court. Jurisprudence does not matter. Standards do not
matter. Uniformly applicable rules cannot exist. Facts exist,
narratives exist, results exist, sensibilities exist and judging
exists. Theory exists only as the afterthought of judgment.
Welfare Reform at
the Limit: An Essay on the Futility of "Ending Welfare as We Know
It," 30 HARV. C.R.-C.L. L. REV. 339 (1995).
On June 14, 1994, President Clinton announced an "end [to] welfare
as we know it . . . to change it from a system based on dependance
to a system that works toward independence . . . to change it
so that the focus is clearly on work." Introduced as the Work
and Responsibility Act of 1994, the reform failed to become law.
During the early part of 1995, the Republican controlled Congress
introduced its own version of radical welfare reform, the Personal
Responsibility Act of 1995. My purpose is to demonstrate that
neither reform changes anything. I go further: these reforms (or
for that matter any politically and socially acceptable substitute
for it) can not be formulated in a manner that would change anything.
Both the substance and rhetoric of all viable poor relief reform
must fall squarely within the limited ambit of the paradigmatic
vision of poverty and welfare which has guided thinking in Western
Europe and the United States since the early Middle Ages. The
critical assumptions about society, the poor, and the proper role
of each, subsumed under notions of what I call the static paradigm,
substantially limits the conceptual framework within which poor
relief reform is considered: the able-bodied must work, the able-bodied
could find work if they sought it, sustained unemployment is an
individual failing, sustained unemployment is a dangerous form
of social and economic deviance that poses a threat to social
stability. Examined under these constraints, the "liberal" and
"conservative" reform proposals, as well as the current Great
Society system of categorical relief, all can be said to take
"welfare" to its limit. Beyond these confines reform is practically
inconceivable. I use Part I of this essay to describe the foundationalist
context in which these reforms were spawned. Parts II though VII
examines the current Democratic and Republican reform proposals
in light of the foundationalist assumptions of the static paradigm.
I examine the ways in which welfare reforms reproduce the social
hierarchy within the recipient population (Part II). I then explore
the necessity for disjunction between funding and needs, the uses
of implementation delay as a means of cost minimization and the
efficiency of cost shifting and quality control as a means of
minimizing institutional relief burdens (Part III). I thereafter
probe the ways in which poor relief is used to punish deviance
from accepted cultural norms by examining the ways in which the
reforms manipulate eligibility and need rules (Part IV), the ways
in which the reforms emphasize work (Part V), the traditional
family, and control of anti-social behavior generally (Part VI).
Lastly, I examine the reasons why poor relief reform necessarily
ignores issues of race, gender and ethnicity. Our foundationalist
thinking functions like tinted blinders, cutting our vision of
phenomena and rendering us unable to see facts that cannot be
reconciled with the core assumptions of the paradigm on which
we base our economic and social order. We tend, therefore, to
be indifferent to issues of race, gender and ethnicity in the
poverty context because we assume these issues away before we
begin the analysis. Moreover, our social judgments about women,
our expectations of their sole in society, and our desire to police
these roles, inevitably results in a system that encourages approved
behavior. Our vision of poor relief reform is necessarily limited.
It exists within the limitations of our social structuring which
permits difference only over the amount of wealth to be made available
to the destitute and the means by which we intend to impose our
social norms on the recipients. This is as true of "liberals"
as it is of "conservatives." For those who view traditional cultural
taboos as evil, and who desire to impose a different set of cultural
norms on society, this article may well provide an indictment
(to the extent of the discomfort with traditional cultural norms)
of the feebleness of legislative reform and the hypocrisy of the
rhetoric of reform. On the other hand, for those who share, or
want to share, the traditional values represented by the assumptions
of the static paradigm, the article may well provide evidence
of the necessity of harshness in the treatment of non-conformists
and a more efficient means of maximizing the effectiveness of
limited purpose poor relief.
Medieval Poor Law
in Twentieth Century America: Looking Back Towards a General Theory
of Modern American Poor Relief, 44 CASE W. RES. L. REV.
871 (1995).
American systems of poor relief are both a product of, and limited
by, a precisely definable set of critical and fundamental assumptions
which this article describes as the static paradigm. The article
first identifies and explores the critical assumptions and principles
of the static paradigm. It then lays out a general theory of American
poor relief. The General theory is then contextualized by examining
archetypal Anglo-American poor relief, ecclesiastical poor relief
and the Elizabethan Poor Law, in light of the theory. The characteristics
of state run systems of general relief are examined in light of
the theory. In particular, the systems of American general relief
can best be understood by certain characteristics: (1) the categorization
imperative; (2) the relationship of categorization to Aid; (3)
the drive To quarantine the destitute: separation, isolation,
self-containment, and local administration; (4) the right to relief
generally and to specific forms of relief; (5) the obsession with
cost. Within the context of the static paradigm, change can be
understood as gesture: "Reform" functions as the means by which
society inflates the language of system reform in order to appear
to implement lofty goals (the eradication of poverty) by recharacterizing
traditional approaches as new, untried, or otherwise divinely
inspired. Our reality is described by the general theory. Current
systems of general assistance in the United States are demonstrably
static. They are also strikingly similar to each other in basic
conception and implementation, as well as to those dusty and irrelevant
old systems each claimed to displace. The three systems seem to
share a fondness for an understanding of poverty in cultural terms.
This makes judgments of deviance and relative worth easy to make
and easier to defend at the level of the unconscious. As long
as the basic assumptions of the static paradigm itself remain
unquestioned, there is unlikely to be anything substantially different
in the manner in which our society anytime soon. As such, for
those uncomfortable with the message and implications of stasis,
for those who actually believe the rhetoric of poverty, the picture
is, therefore, quite gloomy.
Punishing Frivolous Appeals and Staying Executions of
Judgments After Enactment of H.B. 1468, in APPELLATE PRACTICE
AND PROCEDURE (OU-CLE publication 1994).
This paper considers in detail the changes to the rules of appellate
procedure effected by changes in the law effective after 1993.
The paper concentrates on two changes to the rules of appellate
procedure thus effected: (a) suspensions of the effectiveness
of judgments pending appeal, and (b) frivolous appeals.
Exposing the Perversions of Toleration: The Decriminalization
of Private Sexual Conduct, the Model Penal Code, and the Oxymoron
of Liberal Toleration, 45 U. FLA. L. REV. 755
(1993).
The Model Penal Code in the United States decriminalizing private
"deviate sexual intercourse" and the Wolfenden Report, recommending
the decriminalization of private homosexual conduct and prostitution
in the United Kingdom, were supposed to help usher in a world
of greater toleration. Instead, the rhetorical shield of toleration
provided by the Model Penal Code has made it easier for the state
to perpetuate its power to condemn, through the criminal law,
conduct which does not suit the fancy of the dominant cultural
group. The purpose of this essay is to explore this contradiction.
I illuminate the extent of the perversity of the modern approach
by relating The Parable of the Dusty House. My basic theme is
that inherent in modern liberal notions of decriminalization of
sexual non-conformist conduct is the understanding that society
has given little and purchased a great deal. In return for removing
the formal threat of severe criminal sanction for hidden and discrete
acts (which society had rarely enforced in any case), dominant
heterosexual society has obtained the quiescence of sexual non-conformists
-- their tacit agreement to hide themselves from view.
The parable is explored from the perspective of the dominant group
in the first section that follows the parable, entitled -- "Be
Yourself. . . But Keep the Shades Drawn." In the section that
follows, "What We Preach," I examine the state of regulation in
light of the theories giving rise to the deregulation of private
conduct. The parable is recast again in the section entitled "What
We Practice," in which I examine the flow of the common statutory
reality -- the manner in which private conduct has been "deregulated"
but "public" conduct has been "reregulated." The section which
follows, "What We Really Preach," presents one of the morals of
the parable. Liberal toleration in America preaches decriminalization
of hidden manifestations of conduct which deviates from the cultural
ideal. But this toleration is fundamentally intolerant. It arises
from a recognition of the practical inability to continue the
suppression of the conduct and the political expediency of accommodating
the nausea of dominant society. Liberal toleration closets tolerated
sexual conduct, and permits dominant society the freedom to express
its revulsion -- and to manifest these expressions by resort to
the law. I consider another moral of the parable in "An Ending
But not a Conclusion." Sexual non-conformity, and especially,
sexual conduct between people of the same sex, falls far beyond
the limits of traditional American sexual conduct norms, far enough
to permit suppression. That it is no longer actively suppressed
is a mark of the indecisiveness of the sexually dominant group
in America as it weighs the acceptability of the types of sexual
conduct practiced (now more openly) by sexual non-conformists
of the same sex. But failure to suppress does not imply tolerance.
That is the trap for those who place such importance on the elimination
of the sodomy laws as a means to acceptance and toleration and
in the liberality and "progress" of efforts like the Model Penal
Code.
Raping Sodomy
and Sodomizing Rape: A Morality Tale About the Transformation
of Modern Sodomy Jurisprudence, 21 AM. J. CRIM. L. 37 (1993).
Sodomy was once a simple matter in almost every state in the United
States. Currently, sodomy jurisprudence is undergoing a substantial
transformation. The purpose of the article is to better understand
the changing realities of modern criminal sodomy as it abandons
its role as the guardian of societal sexual taboos and adopts
the form and assumptions of rape law. The analysis focuses closely
on a single "typical-case" jurisdiction, Oklahoma, to facilitate
a nuanced examination, for clarity of purpose and direction, and
to more fully understand the nature of the transformation. Part
I briefly describes the notion of sodomy in the criminal law,
a crime required to serve as a catch-all proscription of violations
of religious sexual conduct taboos. Part II begins the single
jurisdiction focus, scrutinizing the Oklahoma judiciary's nearly
century long struggle to give content to classical sodomy. After
tracing the genesis of the classical definition of sodomy, the
author explores the manner in which the courts have transformed
classical sodomy, perhaps out of existence, in the last quarter
of the twentieth century. Part III analyzes the transformation
of the underlying assumptions animating sodomy jurisprudence.
Implementing a perceived mandate first to preserve morals and
thereafter to prevent the spread of mentally diseased conduct,
the courts at first substantially enlarged the breadth of classical
sodomy. Thereafter, both courts and legislature increasingly concentrated
on the coercive aspects of sexual conduct crimes, rejecting the
blanket proscriptions of morality or the marginalizing language
of mental disease as a basis for giving content to the crime of
sodomy. Part IV applies the transformative notions underlying
criminal sodomy to scrutinize the increasing emphasis on coercion
which has begun to reshape sodomy into a crime resembling rape.
The melding of these crimes has been sped along by recent legislation,
and by the willingness of the courts to treat sodomy and rape
as different forms of the same crime. Part V ends the article
by offering an analysis of the century-long excursion into the
regulation of this somewhat extraordinary set of human activity,
and the lessons applicable to all jurisdictions which retain sodomy
legislation.
Of Handouts
and Worthless Promises: Understanding the Conceptual Limitations
of American Systems of Poor Relief,
34 B.C. L. REV. 997 (1993).
This essay delineates a paradigm of American poor relief, which
I identify as the static paradigm, and examines the way in which
the critical assumptions implicit in the static paradigm limit
our ability to reform poor relief. The social context in which
the problem of "poverty" and the "poor" arise are described in
Part II. The parameters of the static paradigm are developed in
Part III. I argue that society looks at poor relief through the
lens of certain key assumptions (our paradigm) -- that the social
and economic status quo are immutable and unchallengeable, that
income inequality must be preserved, and that the basic conditions
giving rise to the need to aid the poor are not subject to successful
manipulation. To give the paradigm some historical context, I
critically examine two archetypal static systems -- Canon Law
poor relief and the Elizabethan Poor Law. From the paradigm and
its archetypes, I derive a general theory of American Poor Relief,
which provides the basis for the derivation, in Part IV, for specific
theories respecting the limitations on conceptions of the reform
of poor relief systems. I test the potential of the theories in
Part V, by examining two contemporary "issues" of American poor
relief. With the first I examine the basis of the "common wisdom"
that welfare systems don't work, and argue that the recently restated
purposes of poor relief derive from a dynamic paradigm fundamentally
incompatible with the static orientation of the poor relief systems
in place. With the second, I offer a preliminary analysis of the
recently proposed (but not enacted) "overhaul" of the California
federal/state poor law system in light of the paradigm, and as
evidence of the power of the theory to make sense of the nature
of the poor relief "reform" process. Part VI presents a summary
in the form of a commentary, exploring the "value" of static poor
relief systems and the extent to which Americans seem attached
to the static paradigm giving rise to such systems.
Civil Wars: Stays of Execution,
Appellate Sanctions and the Nature of Consensus on the Utility
of Appellate Review, 29 TULSA L.J. 65 (1993).
Civil appeals involve a balancing of the costs of appealing a
determination (or defending the determination) of a lower court
against the probability of reversal or affirmance at the appellate
level. The Rules of appellate procedure affect the value of the
variables which form a part of this calculation, and, in that
manner, affect the substantive outcomes of litigation in a number
of respects. This article examines two of these variables: suspensions
of the effectiveness of judgments pending appeal and sanctions
for frivolous appeals. Appeals postpone the finality of a lower
court determination; suspensions of judgments postpone the effectiveness
of judgments. Suspension of effectiveness and postponement of
finality are inexorably tied together; each can be used to heighten
the judgment-deadening effect of the other, or to preserve the
status quo until errors below can be corrected. Both represent
ways in which litigants and the courts distribute the costs of
correcting erroneous determinations in a system where the litigants
ideally control the scope and pace of the dispute and its resolution.
Both, however, can be used to the advantage of litigants seeking
to evade the obligations of judgment. The recent amendments to
the civil appellate rules in Oklahoma respecting frivolous appeals
and suspensions of the effectiveness of judgments pending appeal
provide a useful framework for exploring the ramifications of
procedural changes on substantive outcomes and the distribution
of the power of process between plaintiffs, defendants and the
courts.
This article explores these ramifications of the meaning of changes
to civil appellate procedure from three perspectives. Although
related, the analysis of each perspective can be read alone. The
underlying issues and problems are set forth in the Introduction
and in Part I.A., Supersedeas, Frivolousness and the Utility of
Appeal. The first perspective, set forth at Part I.B. and C.,
focuses on the practical ramifications of change to appellate
procedure. It discusses in detail the nature and effect of suspensions
of the effectiveness of judgements and sanctions for frivolous
appeals on judgments and the process of determining whether to
appeal (or resist and appeal of) a judgment under prior law and
current law.
The second perspective, set forth at Part II, Consensus, Complexity
and House Bill 1468, explores on a more speculative level, the
changes to civil appellate rules of supersedeas and sanction for
frivolous appeal. It provides a contextual analysis of the direction
and utility of changes to civil appellate practice rules and argues
that changes do little more than create complexity and ambiguity
which result in an increasing sense of unfairness which may affect
substantive determinations.
The third perspective, set forth at Part III, Putting the Changes
in Perspective, examines the manner in which civil appellate rules
are modified in the context of the critical assumptions underlying
American notions of the adversarial process of dispute resolution.
These assumptions add unpredictability and arbitrariness to the
appellate process, and limit the choices available to further
the process of appeal.